Kho Jabing v Public Prosecutor [2016] SGCA 21
| Case Number | : | Criminal Motion No 24 of 2015 |
| Decision Date | : | 05 April 2016 |
| Tribunal/Court | : | Court of Appeal |
| Coram | : | Chao Hick Tin JA; Andrew Phang Boon Leong JA; Woo Bih Li J; Lee Seiu Kin J; Chan Seng Onn J |
| Counsel Name(s) | : | Chandra Mohan K Nair (Tan Rajah & Cheah) for the applicant; Francis Ng, Zhuo Wenzhao and Marshall Lim (Attorney-General's Chambers) for the respondent. |
| Parties | : |
Courts and Jurisdiction – Court of Appeal – Power to reopen concluded appeals
Courts and Jurisdiction – Jurisdiction – Appellate
Constitutional Law – Equality before the law
[LawNet Editorial Note: The decision from which this appeal arose is reported at [2015] 2 SLR 112.]
5 April 2016
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Judgment reserved.
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Chao Hick Tin JA (delivering the judgment of the court):
Introduction
1 In our recent decision in The
Royal Bank of Scotland NV (formerly known as ABN Amro Bank NV) and
others v TT International Ltd (nTan Corporate Advisory Pte Ltd and
others, other parties) and another appeal [2015] 5 SLR 1104 ("TT International”)
at [185] and [215], we explained that the principle of finality is an
integral part of justice. Judicial decisions, if they are to mean
anything at all, must confer certainty and stability. People must be
able to order their affairs according to the settled conviction that the
last word of the court is the last word, and that the last
full stop in a written judgment is not liable to be turned into an
open-ended and uncertain ellipsis. As Harlan J said in Mackey v United States 401 US 667 (1971) at 690–691:
…
It is, I believe, a matter of fundamental import that there be a
visible end to the litigable aspect of the criminal process. Finality in
the criminal law is an end which must always be kept in plain view. …
If law, criminal or otherwise, is worth having and enforcing, it must at
some time provide a definitive answer to the questions litigants
present or else it never provides an answer at all. Surely it is an
unpleasant task to strip a man of his freedom and subject him to
institutional restraints. But this does not mean that in so doing, we
should always be halting or tentative. No one, not criminal defendants,
not the judicial system, not society as a whole is benefited by a
judgment providing [that] a man shall tentatively go to jail today, but
tomorrow and every day thereafter his continued incarceration shall be
subject to fresh litigation on issues already resolved.
2 However,
the cost of error in the criminal process is measured not in monetary
terms, but in terms of the liberty and, sometimes, even the life of an
individual. For this reason, where criminal cases are concerned, the
principle of finality cannot be applied in as unyielding a manner as in
the civil context, and it seems that the court should, in exceptional cases, be able to review its previous decisions where it is necessary
to correct a miscarriage of injustice. The question would then be this:
when do these conditions obtain? In the present criminal motion ("the
Present Application”), we confront this very issue.
The facts
3 In
2010, the applicant in the Present Application, Jabing Kho ("the
Applicant”), was tried and convicted of the offence of murder, and was
sentenced to suffer the then mandatory punishment of death: see Public Prosecutor v Galing Anak Kujat and another [2010] SGHC 212 ("HC (Conviction)”)
(the said Galing Anak Kujat in this case report was the Applicant’s
co-accused at the trial). The Applicant’s appeal against his conviction
was dismissed in 2011 (see Kho Jabing and another v Public Prosecutor [2011] 3 SLR 634 ("CA (Conviction)”)).
Following the enactment of the Penal Code (Amendment) Act 2012 (Act 32
of 2012) ("the 2012 Amendment Act”), all persons who commit the offence
of murder, save for those who commit murder within the meaning of s 300(a)
of the Penal Code (Cap 224, 2008 Rev Ed) ("the PC”), may be sentenced
to a term of life imprisonment and caning instead of being sentenced to
death. Crucially, the 2012 Amendment Act also provided that all persons
who were convicted of murder before the entry into force of the Act
could apply to be re-sentenced under the new sentencing framework.
4 The
Applicant duly applied to be re-sentenced. On 30 April 2013, the Court
of Appeal clarified that he was guilty of murder within the meaning of
s 300(c) of the PC and remitted the matter to the High Court
for a fresh sentence to be passed. On 14 August 2013, a High Court judge
("the Re-sentencing Judge”) re-sentenced the Applicant to a term of
life imprisonment and 24 strokes of the cane (see Public Prosecutor v Kho Jabing [2014] 1 SLR 973 ("HC (Re-sentencing)”)).
The Prosecution appealed and the matter came before us. On 14 January
2015, we allowed the Prosecution’s appeal by a majority of 3:2, and
substituted the sentence of life imprisonment and caning with a sentence
of death (see Public Prosecutor v Kho Jabing [2015] 2 SLR 112) ("CA (Re-sentencing)”)).
The Applicant then petitioned the President of the Republic of
Singapore for clemency, but his application was rejected, and on
19 October 2015, the President ordered that the sentence of death be
carried into effect on 6 November 2015.[note: 1]
5 On
3 November 2015, Mr Ravi s/o Madasamy filed Criminal Motion No 23 of
2015 ("CM 23/2015”) seeking to have the Applicant’s conviction set aside
on the ground that it was unconstitutional. On 4 November 2015, the
Applicant applied by way of the Present Application to set aside the sentence of death
imposed on him. The Attorney-General was named as the respondent in
CM 23/2015, while the Public Prosecutor was named as the respondent in
the Present Application. Both applications were scheduled for hearing
before us on an urgent basis, and we heard them on the morning of
5 November 2015. At the start of the hearing, counsel for the Applicant,
Mr Chandra Mohan K Nair, informed us that he had only been instructed
the day before and therefore had not had sufficient time to prepare his
client’s case. In the circumstances, we thought it fair and prudent to
adjourn both applications, and ordered that the sentence of death
imposed on the Applicant be stayed pending their determination.
6 At
the resumed hearing of the applications on 23 November 2015, Mr Ravi
applied to withdraw CM 23/2015. We granted that request, but clarified
that as a result of the withdrawal, the issue of whether Mr Ravi had the
locus standi to bring the application (the Public Prosecutor
contended that he did not) did not arise for decision, and further, that
we expressed no views on that issue. We then heard Mr Mohan on the
merits of the Present Application and reserved judgment.
The issues
7 In
broad terms, the Present Application raises two issues. The first is
whether, and in what circumstances, the Court of Appeal may reopen its
previous decision in a concluded criminal appeal, which was to have been
final. The second is whether it should do so in the present case. We
will discuss each issue in turn.
When should the Court of Appeal reopen its decision in a concluded criminal appeal?
8 Applications
to reopen concluded criminal appeals have burgeoned. In 2015, 11
criminal motions of this nature were filed by accused persons in the
Court of Appeal alone: six seeking leave to appeal against the outcome
of Magistrate’s Appeals[note: 2]
and five seeking to move this court to re-examine its own decisions in
concluded criminal appeals arising from decisions made by the High Court
at first instance.[note: 3]
Of these 11 criminal motions, eight were dismissed summarily for being
wholly without merit (oftentimes without the respondent in the
application concerned being called on to respond);[note: 4] one was withdrawn;[note: 5] one has yet to be heard;[note: 6]
while the last (the Present Application, which was also the last
criminal motion of this nature filed in this court in 2015), we reserved
to consider more carefully. This figure does not include the
innumerable criminal motions filed in the High Court, some of which, we
have no doubt, also sought to have the High Court reopen its previous
decisions in concluded Magistrate’s Appeals, there being no avenue for a
further appeal against a decision made by the High Court in the
exercise of its appellate criminal jurisdiction.
9 We do not think the present state of affairs conduces to justice. As Jackson J candidly remarked in Brown v Allen
344 US 443 (1953) at 537, "[i]t must prejudice the occasional
meritorious application to be buried in a flood of worthless ones”. We
are still paradigmatically a one-appeal jurisdiction. The filing of
unmeritorious applications to reopen concluded criminal appeals takes up
valuable resources which can and should go towards the
disposal of cases which are coming up on appeal for the first time. For
this reason, we propose to lay down some guidelines to explain when, and
in what circumstances, this court should reopen a concluded criminal
appeal. First, we will examine the way in which this issue has developed
in our jurisprudence. Second, we will consider the position in other
jurisdictions in search of guiding principles which may be used to
develop a coherent system in Singapore. Finally, we will gather up the
threads of our analysis and distil certain guidelines for application in
future cases.
The development of the Court of Appeal’s power of review
10 Prior
to 2010, this court held, in a quartet of decisions, that once it had
delivered its judgment in a criminal appeal, it was functus officio and had no jurisdiction to reopen the matter and reconsider its substantive merits: see Abdullah bin A Rahman v Public Prosecutor [1994] 2 SLR(R) 1017 ("Abdullah”), Lim Choon Chye v Public Prosecutor [1994] 2 SLR(R) 1024, Jabar bin Kadermastan v Public Prosecutor [1995] 1 SLR(R) 326 and Vignes s/o Mourthi v Public Prosecutor [2003] 4 SLR(R) 518 ("Vignes”). These cases will be collectively referred to hereafter as "the Vignes
line of decisions”. The reason given was that once this court had heard
and disposed of an appeal, its statutorily-conferred appellate
jurisdiction ceased; and as a creature of statute, it did not, in the
absence of specific statutory authorisation, have any jurisdiction to reopen the case to entertain further arguments on the merits of the matter (see Vignes at [4]). We will refer to this line of argument as "the functus officio argument”.
The exception laid down in Koh Tony
11 In Koh Zhan Quan Tony v Public Prosecutor and another motion [2006] 2 SLR(R) 830 ("Koh Tony”), an important gloss was added to the above position. The applicants in Koh Tony
were charged with murder, but were convicted by the High Court of the
lesser offence of robbery with hurt. Upon appeal by the Prosecution in
Criminal Appeal No 2 of 2005 ("CCA 2/2005”), the Court of Appeal
reversed the High Court’s decision, substituting the convictions for
robbery with hurt with convictions for murder. The applicants then filed
criminal motions arguing that the Court of Appeal did not have the
jurisdiction to hear CCA 2/2005 because the Supreme Court of Judicature
Act (Cap 322, 1999 Rev Ed) (we will hereafter refer to this Act and its
legislative successors generically as "the SCJA”) only permitted the
Prosecution to appeal against the acquittal of an accused, which, the applicants argued, was not the position in their case because they had in fact been convicted, albeit of a lesser offence. The Prosecution argued that the criminal motions should be dismissed in limine on the basis that the Court of Appeal, having already disposed of the substantive merits of CCA 2/2005, was functus officio and therefore had no jurisdiction to consider the motions.
12 The Court of Appeal took the objection in two parts. First, it considered whether it had the jurisdiction – in the sense of "authority … to hear and determine a dispute that is brought before it” (see Muhd Munir v Noor Hidah and other applications [1990] 2 SLR(R) 348 ("Muhd Munir”)
at [19]) – to hear the criminal motions. The court held that it did.
The gist of the criminal motions was whether the court had the
jurisdiction to hear CCA 2/2005 in the first place. The court held that
this was a matter which ought to have formed part of CCA 2/2005, and
thus, "[the] court remains properly seised of the present case in so far
as the question of jurisdiction is concerned” [emphasis in original] (see Koh Tony at [23]). Second, the court considered whether it had the power
– in the sense of the "capacity to give effect to its determination by
making or granting the orders or reliefs sought by the successful party”
(see Muhd Munir at [19]) – to determine the issue raised in
the criminal motions. The court likewise held that it did because
s 29A(4) of the SCJA gave it "full power to determine any question
necessary to be determined for the purpose of doing justice in any case
before the Court”, and there was no doubt that the question of whether
the court even had the jurisdiction to hear CCA 2/2005 to begin with
satisfied this criterion.
13 Having
concluded that it had both the jurisdiction and the power to hear the
criminal motions, the court then went on to say that even though the
matters presented in the criminal motions "ought, ideally, to have been
raised and considered during the hearing of [CCA 2/2005]” [emphasis in
original omitted] (see Koh Tony at [19]), two factors weighed
in favour of hearing the criminal motions. The first was the importance
of the legal issue raised, which, the court observed, was one that "would have a potentially significant impact on future cases” [emphasis in original] (see likewise Koh Tony at [19]); the second was the gravity of the matter, viz, "[it was] a criminal
appeal involving a final appellate court where life and liberty are at
stake” [emphasis in original] (at [24]). However, the court clarified
that its decision was "confined to the precise question of whether the court has the jurisdiction and power to consider if the earlier court had the jurisdiction to entertain [CCA 2/2005]” [emphasis in original] (at [29]). The court also clarified that it remained functus officio
as far as the substantive merits of CCA 2/2005 were concerned as it had
"already heard and ruled on the issues associated therewith” (at [22]).
14 Even though the Court of Appeal in Koh Tony took pains to maintain fidelity with the Vignes line of decisions, it also ameliorated the strictness of that line of authorities. The position after Koh Tony
was that if an application to reopen a concluded criminal appeal was
premised on a challenge to the Court of Appeal’s jurisdiction to hear
the appeal in the first place, the court would still be seised
of jurisdiction to hear the matter even though it had already ruled on
the merits of the appeal. Although the position taken by this court in Koh Tony was framed as a narrow exception to the Vignes line of decisions, it was in effect a significant departure. Prior to Koh Tony, the position had been that the Court of Appeal’s jurisdiction was completely exhausted by the disposal of the criminal appeal before it, and thus, the court did not have any residual jurisdiction to entertain any
further applications in relation to the matter, be it a further appeal,
an application to adduce further evidence, an application for a review
or otherwise. That was no longer the case after Koh Tony.
The decision in Yong Vui Kong (Jurisdiction)
15 It did not take long for the inroads made by Koh Tony to flower. In Yong Vui Kong v Public Prosecutor [2010] 2 SLR 192 ("Yong Vui Kong (Jurisdiction)”),
the applicant had earlier been convicted of trafficking in a quantity
of drugs that attracted the death penalty. He had filed a notice of
appeal, but had subsequently elected to withdraw his appeal. Sometime
later, he filed a criminal motion petitioning the Court of Appeal to
treat his previous withdrawal of his appeal as a nullity and to restore
his appeal for hearing. The Prosecution argued that the Court of Appeal
had no jurisdiction to hear the criminal motion because the applicant’s
appeal, once withdrawn, was deemed to have been dismissed on its merits,
and thus, the court was functus officio and could not hear any further appeal against the applicant’s conviction.
16 On
the facts, the Court of Appeal held that the applicant had been
labouring under a fundamental mistake when he withdrew his appeal. He
had been under the impression then that he would have to lie to the
court in order to pursue his appeal (which would have run counter to his
settled religious convictions), but this was incorrect because it was
open to him to challenge his conviction and sentence solely on legal
grounds. Thus, the court held that the applicant’s withdrawal of his
appeal was a nullity and allowed him to proceed with his appeal (at
[28]). For present purposes, what is more important is that the court
went on, in a lengthy obiter dictum, to express its view that even if
the substantive merits of the appeal had already been heard and
decided, it might still have the jurisdiction to hear further arguments
on those substantive merits. At [16], Chan Sek Keong CJ, who delivered
the grounds of decision of the court, said:
Another
argument which this court should take into account (but which has never
been addressed to the court), is that Art 93 of the Constitution [of
the Republic of Singapore (1985 Rev Ed, 1999 Reprint)] vests the
judicial power of Singapore in the Supreme Court. The judicial power
is exercisable only where the court has jurisdiction, but where the
SCJA does not expressly state when its jurisdiction in a criminal appeal
ends, there is no reason for this court to circumscribe its own
jurisdiction to render itself incapable of correcting a miscarriage of
justice at any time. … [emphasis added]
17 The passage just quoted represented the quietus of the functus officio argument. There is no question that jurisdiction (in the sense of authority) can only be conferred by statute (see Re Nalpon Zero Geraldo Mario [2013] 3 SLR 258
at [14]–[20]). However, whenever a matter before the Court of Appeal
concerns an appeal against a decision made by the High Court in the
exercise of its original criminal jurisdiction, this court is already
properly seised of jurisdiction pursuant to s 29A(2) of the SCJA. The
only issue is whether this statutorily-conferred jurisdiction comes to
an end once a decision is made on the substantive merits of the appeal.
On this, the SCJA is silent. However, if one accepts the central premise
in Koh Tony – viz, that the Court of Appeal’s jurisdiction in respect of a criminal appeal is not exhausted by the rendering of a decision on the substantive merits (which is the antithesis of the functus officio argument) – then the demise of the functus officio argument is inevitable.
18 Even though it did not say so explicitly, the Court of Appeal in Yong Vui Kong (Jurisdiction) appeared to accept the premise of Koh Tony. It was on this basis that the court held that the operative question was not whether it could reconsider its previous decision in a concluded criminal appeal (in the sense of whether it had the jurisdiction to do so), but whether it should (in the sense of whether it should exercise its power to do so). At [14]–[15] of Yong Vui Kong (Jurisdiction), the court said:
14 It is not uncommon in other jurisdictions, such as the United States, for new exculpatory evidence to be discovered, eg,
DNA evidence which can show almost conclusively that the blood found at
the scene of the crime or on the body of the deceased (in murder cases)
was not that of the accused. There may be other types of evidence which
could have the same effect, eg, new documentary evidence which was not discovered during the trial or the appeal. In such cases, it would be in the interest of justice that the court should have the power to correct the mistake, rather than rely on the Executive to correct what is essentially an error in the judicial process. In our context, this
court should consider or reconsider whether it has the power to review
its own decisions which are demonstrably found to be wrong. …
15 …
Suppose, in a case where the appellate court dismisses an appeal
against conviction and the next day the appellant manages to discover
some evidence or a line of authorities that show that he has been
wrongly convicted, is the court to say that it is functus and, therefore, the appellant should look to the Executive for a pardon or a clemency? In circumstances where there is sufficient material on which the court can say that there has been a miscarriage of justice, this court should be able to correct such mistakes.
[emphasis added in italics and bold italics]
19 We
thus see a gradual shift in the attitude of the Court of Appeal where
reviews of its previous decisions in concluded criminal appeals are
concerned. Whereas it once confined reviews to the specific question of
whether it even had the requisite jurisdiction to hear the appeal to
begin with, it now indicated (albeit obiter) that it was prepared to review the merits of its earlier decision if it would be in the interests of justice to do so. The principle stated by Chan CJ in Yong Vui Kong (Jurisdiction)
was that the Court of Appeal should engage in a review of the merits
"where there is sufficient material on which the court can say that
there has been a miscarriage of justice” (at [15]).
Post-Yong Vui Kong (Jurisdiction) cases
20 After the decision in Yong Vui Kong (Jurisdiction), there were three instances where this court reconsidered the substantive merits of a concluded criminal appeal: Ramalingam Ravinthran v Attorney-General [2012] 2 SLR 49 ("Ramalingam”), Yong Vui Kong v Public Prosecutor [2012] 2 SLR 872 ("Yong Vui Kong (Prosecutorial Discretion)”) and Quek Hock Lye v Public Prosecutor [2015] 2 SLR 563 ("Quek Hock Lye”).
These cases share three common features: (a) first, all these cases
involved attempts by an accused person to reopen a criminal appeal which
had been decided against him (see Ramalingam at [16], Yong Vui Kong (Prosecutorial Discretion) at [1(a)] and Quek Hock Lye
at [22]); (b) second, all three cases involved constitutional issues
which had not been considered at the hearing of the appeal and which,
depending on how they were resolved, could have an impact on the outcome
of the appeal; and (c) third, all of them involved the imposition of a
capital sentence.
21 In Ramalingam,
the applicant was convicted and sentenced in 2009 for trafficking in a
quantity of drugs which attracted capital punishment, and his appeal was
dismissed by the Court of Appeal in 2011. Thereafter, he filed a
criminal motion in the Court of Appeal arguing that his right to equal
treatment under Art 12(1) of the Constitution of the Republic of
Singapore (1985 Rev Ed, 1999 Reprint) ("the Constitution”) had been
violated by the Attorney-General’s decision to prosecute a co-offender
involved in the same criminal enterprise on a non-capital charge. On
that basis, the applicant sought to set aside the sentence of death
imposed on him and have it replaced with a non-capital sentence. The
Prosecution argued that the Court of Appeal, having already delivered
its judgment on the applicant’s appeal, was functus officio and no longer had the jurisdiction to hear his criminal motion.
22 The
court disagreed, and in the process, made a number of observations
about the juridical basis of its authority and power to reopen concluded
criminal appeals. The court began by distinguishing between two
distinct but related concepts. The first was the principle of functus officio, which, it stated, applied to the court and related to the exhaustion of the court’s jurisdiction (at [10]); the second was the principle of finality, which was a broader concept that applied to prevent parties
from re-litigating issues that had already been decided by the court
(at [11]). The court went on to explain that in the criminal context,
the line between the two was blurred. At [12]–[13], the court stated (per Chan CJ):
12 In Yong Vui Kong (Jurisdiction), this court recognised that the principle of functus officio, as laid down in the Vignes line of decisions, was based on the policy considerations underlying the principle of finality. In the criminal context, the functus officio principle is a self-limiting principle applied
by this court so as not to open the floodgates to frivolous and
unmeritorious applications for previous criminal judgments to be
reviewed. However, the relevant statutory provisions governing
criminal appeals (previously Pt V of the [SCJA] and now Div 1 of Pt XX
of the Criminal Procedure Code 2010 (Act 15 of 2010)) do not expressly
state when the court is functus officio.
13 In this light, it was observed in Yong Vui Kong (Jurisdiction) that where this court, being the final appellate court in this jurisdiction, had made a mistake of fact or law which had caused a person to be convicted and punished, it must have the power to correct its own mistake so as to avoid a miscarriage of justice. …
[emphasis added in italics, bold italics and underlining]
23 In
the criminal context, the bar to reopening a concluded appeal is
premised more on policy concerns over finality rather than on the ground
of the Court of Appeal’s lack of jurisdiction. Thus, following Koh Tony and Yong Vui Kong (Jurisdiction), the question is one of whether the court’s power to review a concluded criminal appeal should be exercised. On the facts of Ramalingam, the court decided to hear the applicant’s criminal motion because the substantive issue in contention – viz,
the relationship between the prosecutorial discretion conferred on the
Attorney-General under Art 35(8) of the Constitution and the right to
equality before the law under Art 12(1) of the same – was one which
"need[ed] to be examined in greater detail and clarified in the public
interest” (at [17]).
24 In
summary, the approach taken in Singapore thus far has been one of
incremental development. At present, the position seems to be that this
court has the inherent power to reopen a concluded criminal appeal to
correct mistakes "in circumstances where there is sufficient material on
which the court can say that there has been a miscarriage of justice”
(see Yong Vui Kong (Jurisdiction) at [15]). This power, which
we will refer to as the power of "review” to distinguish it from both
the usual appellate function of this court and the quite different
revisionary jurisdiction which the High Court exercises over inferior
tribunals, is one whose ambit has yet to be fully explored.
The position in other jurisdictions
25 We
now turn to consider the position in some other jurisdictions. Before
we proceed, we ought to point out that many jurisdictions have pursued a
solution through legislation. For obvious reasons, some of the
solutions which they have fashioned through legislative intervention are
not available to this court. However, the principles which undergird
their operation are. And it is to these principles that we turn in order
to derive some guidance.
England and Wales
26 Until
recently, the position in England and Wales was that no appeal could be
reopened once it had been decided on the merits, save for a limited
exception which applied only to decisions of the House of Lords (see
K R Handley, Spencer Bower and Handley: Res Judicata (LexisNexis, 4th Ed, 2009) at para 5.06). This rule also applied to criminal appeals, even where there was fresh evidence (see Regina v Pinfold [1988] QB 462).
In the criminal context, this absolute bar admitted of only two
exceptions. The first was where the decision of the court was a nullity;
the second was where there had been a defect in procedure which had
occasioned injustice (see Regina v Daniel [1977] 2 WLR 394 ("R v Daniel”)).
27 The law in England and Wales underwent a sea change with the decision of the English Court of Appeal in Taylor and another v Lawrence and another [2002] 3 WLR 640 ("Taylor”). The issue in Taylor
was whether an appeal should be reopened on the ground that there was
new evidence which disclosed that the appellate court’s decision might
have been tainted by apparent bias. Although the application to reopen
the appeal in question was dismissed on its merits, the English Court of
Appeal held, as a matter of law, that it had the power to reopen a
concluded appeal "to avoid real injustice in exceptional circumstances”
(at [54]). This power, the court explained, arose out of its character
as a court of justice and was "necessary to achieve the dual objectives
of an appellate court” (at [50]), which were, first, to ensure justice
between the litigants and, second, to ensure public confidence in the
administration of justice by remedying wrong decisions as well as by
clarifying and developing the law and setting precedents (at [26]).
28 The ruling in Taylor
was soon codified by the introduction of r 52.17 of the Civil Procedure
Rules 1998 (SI 1998 No 3132) (UK) ("the English CPR”), which provided
that the English Court of Appeal and the English High Court had the
power to reopen a final determination of an appeal where the following
three cumulative conditions were met (see r 52.17(1)):
(a) it was necessary to do so in order to avoid real injustice;
(b) the circumstances were exceptional and made it appropriate to reopen the appeal; and
(c) there was no alternative effective remedy.
29 In the later case of In re Uddin (A Child) [2005] 1 WLR 2398 ("Uddin”),
the central question related to the circumstances in which it could be
said that the facts were so "exceptional” that recourse to r 52.17 of
the English CPR was appropriate. In Uddin, the English High
Court had earlier held that a mother had attempted to cause serious
injury to her child. The mother applied to the English Court of Appeal
for leave to appeal against the English High Court’s decision, but was
unsuccessful. A few months later, the mother applied to the English
Court of Appeal to reopen her application for leave to appeal on the
ground that there was new evidence that cast doubt on the expert
evidence upon which the English High Court’s decision had been based.
30 The
English Court of Appeal dismissed the mother’s application to reopen
her earlier leave application. Dame Elizabeth Butler-Sloss P, delivering
the judgment of the court, started by considering the threshold that
had to be met before a concluded "appeal” (which is defined in
r 52.17(2) of the English CPR as including an application for leave to
appeal) would be reopened – ie, "how exceptional is exceptional?” (see Uddin
at [16]). In her view, the case had to be one "where it is demonstrated
that the integrity of the earlier litigation process, whether at trial
or at the first appeal, has been critically undermined” (at [18]). The
reason for this, she explained, was that a court exercising its
jurisdiction under r 52.17 was not "solely concerned with the case where
the earlier process has or may have produced a wrong result [that being
the domain of an appeal] … but rather, at least primarily, with special
circumstances where the process itself has been corrupted” (at [18]).
According to Dame Elizabeth, it was this "corruption of
justice” [emphasis in original] (at [18]) that, as a matter of policy,
was "most likely to validate an exceptional recourse; a recourse that
relegates the high importance of finality in litigation to second place”
and justified the reopening of a concluded appeal (at [18]).
31 It
is important to note that Dame Elizabeth did not go so far as to say
that the introduction of fresh evidence could in no circumstances
justify the reopening of a concluded appeal in the absence of some other
factor which had corrupted the litigation process. She held that while a
case where the litigation process had been corrupted was "the paradigm
case”, it was not necessarily the only case (at [20]). She
explained that it might be possible for the discovery of fresh evidence
to justify reopening a concluded appeal if "the injustice that would be perpetrated if the appeal is not reopened [is] … so grave as to overbear the pressing claims of finality in litigation”
[emphasis added] (at [21]). In this regard, it was not sufficient to
show a "real possibility” that the previous decision was wrong; instead,
the party seeking to reopen the appeal had to go further to show that
there was a "powerful probability” that an erroneous result had in fact been arrived at (at [22]). In closing, Dame Elizabeth succinctly summarised the position in the following manner (at [22]):
…
That test [of whether the earlier litigation process has been
critically undermined] will generally be met where the process has been
corrupted. It may be met where it is shown that a wrong result was earlier arrived at. It will not be met where it is shown only that a wrong result may have been arrived at. [emphasis added in italics and bold italics]
32 In the recent case of Regina v Yasain [2015] 3 WLR 1571 ("Yasain”),
the Criminal Division of the English Court of Appeal had occasion to
consider whether it likewise had the power to reopen a concluded
criminal appeal. We will return to the facts of the case at a later
stage (see [72] below), but the point to be made for now is that the
court held (at [38] of Yasain) that although Taylor
was a civil case, the principles articulated therein were also relevant
in the criminal context, and the Criminal Division of the English Court
of Appeal likewise had the power to reopen a concluded criminal appeal.
However, the court observed that this power would not be exercised in
the same way in the criminal context because of the differences between
civil and criminal cases, and opined that it would be best if a separate
set of rules similar to those in r 52.17 of the English CPR could be
formulated for criminal cases (at [40]). On the facts, the court held,
applying Taylor, that the case before it was one where the appeal in question ought to be reopened.
33 Before
we leave the English position, we should say a few words about the
Criminal Cases Review Commission ("the CCRC”). The CCRC was set up in
the wake of the public outcry over the conviction (and later
exoneration) of the so-called "Birmingham Six” (see David Kyle,
"Correcting Miscarriages of Justice: The Role of the Criminal Cases
Review Commission” (2004) 52 Drake L Rev 657 at pp 660–662). It is an
independent body which, although not itself able to quash convictions or
reduce sentences (that remains the exclusive preserve of the courts),
is nevertheless able to refer cases to the English Court of Appeal to be
reheard in appropriate cases. Section 13(1) of the Criminal Appeal Act
1995 (c 35) (UK) provides that a reference is not to be made unless:
(a) the
CCRC considers that "there is a real possibility that the [decision in
question] would not be upheld were the reference to be made” (see
s 13(1)(a)); and
(b) the CCRC takes this view because of, inter alia,
"an argument, or evidence, not raised in the proceedings which led to
[the decision] or on any appeal or application for leave to appeal
against it” (see s 13(1)(b)(i)); and
(c) all
avenues of appeal have already been exhausted, be it by the
determination of an appeal or by the refusal of leave to appeal (see
s 13(1)(c)).
In our view, this is very much in keeping with the raison d’être of the CCRC – it is intended only as a line of last defence to detect cases which would otherwise slip through the cracks.
Hong Kong
34 Until recently, the position in Hong Kong mirrored that which existed in England and Wales before Taylor.
After the order of an appellate court in a criminal appeal (be it an
order allowing the appeal or one dismissing it) had been perfected, the
court could only reopen its decision and recall or vary its order if the
order was a nullity or if there was a procedural error which had
occasioned an injustice (see Secretary for Justice v Mak Wai Hon [2000] 1 HKC 498). However, in HKSAR v Tin’s Label Factory Ltd [2008] HKCU 1899, the Hong Kong Court of Final Appeal reviewed the developments that had taken place in England post-Taylor and remarked, obiter,
that the approach adopted there "merits serious adoption in Hong Kong”,
although it also cautioned that "the residual discretion is a wholly
exceptional jurisdiction and the occasions when it may properly be
invoked would be extremely rare” (at [56]).
35 In Brian Alfred Hall v HKSAR [2014] 4 HKC 500 ("Hall”),
the Hong Kong Court of Final Appeal had to consider whether it had the
power to reopen an appeal that had been allowed due to fraud on the part
of the accused. The accused had earlier been convicted of common
assault of prison officers after a trial in the Magistrates’ Court, and
had been sentenced to six months’ imprisonment. On appeal, he adduced
statements of certain prison officers which differed materially from the
prosecution witnesses’ statements and their testimony at the trial.
Upon production of those statements, the Prosecution conceded the appeal
and the accused’s common assault conviction was quashed. Subsequently,
it turned out that those statements had been forged on the accused’s
instructions. The accused was then separately charged with four counts
of perverting the course of justice, and sentenced to a total of six
years and nine months’ imprisonment. Thereafter, the Prosecution applied
to the Hong Kong Court of Final Appeal to reopen the appeal in respect
of the accused’s common assault conviction with a view towards
reinstating his conviction and sentence.
36 The Hong Kong Court of Final Appeal said at [11]:
…
[I]t is clear that the court has an implied power exceptionally to
order an appeal to be re-opened where justice so demands, such power
being reasonably required for the effective exercise of the judicial
power granted by the Basic Law.
The
court emphasised that in deciding whether to exercise its power to
reopen an appeal, it had to "take all relevant considerations into
account” (at [12]). In particular, it was "necessary first to consider what purpose would be served by reopening the appeal”
[emphasis added] (likewise at [12]). Given the already substantial
sentence imposed on the accused for perverting the course of justice,
the Hong Kong Court of Final Appeal held that reopening the appeal in
respect of his common assault conviction would only have symbolic value,
and that the judicial and public resources which would have to be spent
were the appeal to be reopened would be wholly disproportionate to the
object to be achieved. In the circumstances, the court declined to
exercise its power to reopen the appeal.
Australia
37 In
Australia, the approach is bifurcated. It has long been held that
intermediate appellate courts (pertinently, for present purposes, the
Courts of Criminal Appeal of the various Australian States) are unable
to reopen a concluded appeal (see Burrell v R (2008) 248 ALR 428 ("Burrell”)
at [22]). By contrast, where the High Court of Australia is concerned,
it is now well established that it has the power "as the final national
court of appeal, in exceptional circumstances, to repair its own
mistakes and oversights that would otherwise occasion a serious and
irremediable injustice, despite the fact that its orders have been
formalised” (see Burrell at [105]). Given that only one tier of
appeal is available in respect of criminal cases in Singapore, the
distinction between intermediate and final appellate courts is not
relevant, and we do not propose to dwell on it.
38 Although,
as we have just mentioned, an intermediate appellate court in Australia
has no power to reopen a concluded appeal, a further appeal against the
court’s decision may lie if the High Court of Australia grants special
leave for an appeal to be brought. That said, the High Court of
Australia rarely grants such leave, and thus, the final avenue for
review in a criminal matter usually lies in a petition for mercy (see R v GAM (No 2) [2004] VSCA 117
at [11]). Legislative developments in some Australian States have,
however, introduced a new dimension to the legal landscape. In 2013, the
State of South Australia passed the Statutes Amendment (Appeals) Act
2013 (No 9 of 2013) (SA) to insert a new s 353A into its Criminal Law
Consolidation Act 1935 (SA) so as to provide accused persons with an
opportunity for a "second or subsequent appeal” in limited
circumstances. The relevant provisions of the new s 353A read:
(1) The
Full Court [of the Supreme Court of South Australia] may hear a second
or subsequent appeal against conviction by a person convicted on
information if the Court is satisfied that there is fresh and compelling evidence that should, in the interests of justice, be considered on an appeal.
(2) A convicted person may only appeal under this section with the permission of the Full Court.
(3) The Full Court may allow an appeal under this section if it thinks that there was a substantial miscarriage of justice.
…
[emphasis added]
39 Of
particular interest are the definitions of "fresh” and "compelling”
evidence in s 353A(6). In order to be "fresh”, the evidence in question
must not have been adduced at the trial, and must be something which
"could not, even with the exercise of reasonable diligence, have been
adduced at the trial” (see s 353A(6)(a)). And in order to be
"compelling”, the evidence concerned has to be "reliable”, "substantial”
and "highly probative in the context of the issues in dispute at the
trial of the offence” (see s 353A(6)(b)). In 2015, Tasmania passed the
Criminal Code Amendment (Second or Subsequent Appeal for Fresh and
Compelling Evidence) Act 2015 (No 41 of 2015) (Tas). Section 9 of that
Act, which is modelled after the South Australian statute, likewise
permits a second appeal to be brought (with leave) only if there is
"fresh and compelling” evidence.
Malaysia
40 In Malaysia, in Dato’ See Teow Chuan & Ors and others v Ooi Woon Chee and others and other applications [2013] 4 MLJ 351,
Arifin Zakaria CJ, delivering the unanimous judgment of the Federal
Court of Malaysia, stated definitively that the Federal Court had the
inherent power to review any matter already decided by the court where
it was necessary "to do justice and to prevent an abuse of process” (at
[10]). The court clarified that "[t]his power springs not from
legislation but from the nature and constitution of the court as a
dispenser of justice … [and] can only be taken away by express provision
in any written law” (likewise at [10]). The court cautioned, however,
that this power was to be exercised only in "special and exceptional”
circumstances and could not be used as an avenue for a further appeal
(at [15]).
41 Earlier, in Asean Security Paper Mills Sdn Bhd v Mitsui Sumitomo Insurance (Malaysia) Bhd [2008] 6 CLJ 1 ("Asean Security Paper Mills”),
Abdul Hamid Mohamad CJ explained the difference between an application
for a review and an appeal in the following way (at [4]):
In
an application for a review by this court of its own decision, the
court must be satisfied that it is a case that falls within the limited
grounds and very exceptional circumstance in which a review may be made.
Only if it does, that the court reviews its own earlier judgment. Under
no circumstances should the court position itself as if it were hearing
an appeal and decide the case as such. In other words, it is not for
the court to consider whether this court had or had not made a correct
decision on the facts. That is a matter of opinion. Even on the
issue of law, it is not for this court to determine whether this court
had earlier, in the same case, interpreted or applied the law correctly
or not. That too is a matter of opinion. An occasion that I can think of
where this court may review its own judgment in the same case on [a]
question of law is where the court had applied a statutory provision
that has been repealed. I do not think that review power should be
exercised even where the earlier panel had followed certain judgments
and not the others or had overlooked the others. Not even where the earlier panel had disagreed with the court’s earlier judgments. If
a party is dissatisfied with a judgment of this court that does not
follow the court’s own earlier judgments, the matter may be taken up in
another appeal in a similar case. That is what is usually called
"revisiting”. Certainly, it should not be taken up in the same case by
way of a review. That had been the practice of this court all these
years and it should remain so. Otherwise, there will be no end to
litigation. A review may lead to another review and a further review. …
[emphasis added]
42 Abdul
Hamid Mohamad CJ then went on to give five non-exhaustive instances in
which the Malaysian Federal Court’s power of review might be exercised.
These included circumstances where the court was inquorate, where the
applicant had been denied the right to be heard, where the decision had
been procured by fraud, where the court had applied a law which had
since been repealed, or where bias had been established (see Asean Security Paper Mills
at [7]–[11]). These examples were endorsed by Zaki Tun Azmi PCA, who
delivered the other reasoned judgment in that case. On the facts, the
Malaysian Federal Court dismissed the application for review because it
fell outside the limited scope of the court’s review jurisdiction.
Summary of the position in other jurisdictions
43 Gathering up the threads of the foregoing analysis, several propositions can be distilled:
(a) First,
a final appellate court has the inherent power, by virtue of its
character as a court of justice, to correct its own mistakes in order to
prevent miscarriages of justice or, to use a cognate expression
favoured in England, "real injustice”.
(b) Second,
this power of review is to be exercised sparingly, and only in
circumstances which can be described as "exceptional” and which
therefore override the imperative of finality.
(c) Third,
a review by a final appellate court is distinct from and should not be
confused with an appeal. In conducting a review, the court is primarily
concerned not with the correctness of the decision under review, but
with whether there has been a miscarriage of justice. These concepts are
not the same. The paradigm case of a miscarriage of justice is where
there has been a breach of natural justice.
(d) Fourth,
the substratum of an application for review should be new material that
was not previously canvassed in the proceedings leading to the decision
under challenge. The material in question must demonstrate a "powerful
probability” that there has been a miscarriage of justice which warrants
invoking the court’s review jurisdiction.
(e) Finally,
this power of review is available in both civil and criminal cases,
although the rules governing its exercise might differ depending on the
context.
A restatement of the Court of Appeal’s inherent power of review
44 Having
reflected on the various tests which a final appellate court may adopt
to decide whether it should review a case which has already exhausted
the appeal process, we are satisfied that for a criminal matter, the
general test enunciated by this court in Yong Vui Kong (Jurisdiction) at [15] – viz,
that there must be "sufficient material on which the court can say that
there has been a miscarriage of justice” – should be the touchstone
where this court is concerned. In our view, this test captures pithily
the essence of the five principles which we have distilled from the
foreign cases and set out in the preceding paragraph. Analytically, we
see this test as comprising two essential components:
(a) The
first is the evidential requirement of "sufficient material”. The court
must be satisfied that the material adduced in support of the
application for review is both "new” and "compelling” before it will
consider the application. If the material presented does not satisfy
these two indicia, then the application fails in limine and the inquiry stops there. The burden of production rests on the applicant.
(b) The
second is the substantive requirement that a "miscarriage of justice”
must have been occasioned. This is the threshold which must be crossed
before the court will consider that a concluded criminal appeal ought to
be reopened. The burden of proving this likewise rests on the
applicant.
45 We will
examine each of these two components in detail below. But, before we do
that, we think it important to identify and understand the policy
tensions which operate in this area of the law.
Truth, finality and justice
46 The
importance of truth in the criminal process is so axiomatic that it
almost does not need to be stated. There is "searing injustice and
consequential social injury … when the law turns upon itself and
convicts an innocent person” (see Van Der Meer and Others v R (1998) 82 ALR 10 at 31 per
Deane J). For this reason, criminal law accords primacy to the
determination of the truth. But, the reality, and we do not shy away
from admitting this, is that all human institutions are fallible, and
any finding made by any court on a contested fact may be imperfect and
may not necessarily arrive at the truth (see Lee Chez Kee v Public Prosecutor [2008] 3 SLR(R) 447 at [124]).
47 That
said, this does not mean that society should stand paralysed with
indecision, or that every legal finding must be open to continual
challenge because of perpetual anxiety over the possibility of an error.
The perfect, as they say, cannot be allowed to be the enemy of the
good. Finality is also a function of justice. It would be impossible to
have a functioning legal system if all legal decisions were open to
constant and unceasing challenge, like so many tentative commas appended
to the end of an unending sentence. Indeed, in the criminal context,
challenges to legal decisions are very likely (and are also likely to be
continuous and even interminable), given the inherently severe nature
of criminal sanctions and the concomitant desire on the part of accused
persons to avoid them as far as they can. The concern here is not just
with the saving of valuable judicial resources (vital though that is),
but also with the integrity of the judicial process itself. Nothing can
be as corrosive of general confidence in the criminal process as an
entrenched culture of self-doubt engendered by abusive and repetitive
attempts to re-litigate matters which have already been decided.
48 The
tension between truth and finality is a perennial one, and the key, as
in so many other things, is balance. We cannot incline so much in favour
of one that we neglect the other. As Kirby J observed in Burrell
at [72], "we can love truth, like all other good things, unwisely;
pursue it too keenly; and be willing to pay for it too high a price, so
we can also love finality too much”. Truth and finality are both vital,
and their competing demands must be held in balance. In The Ampthill Peerage [1976] 2 WLR 777, Lord Wilberforce put it in these terms (at 786H–787B):
…
Any determination of disputable fact may, the law recognises, be
imperfect: the law aims at providing the best and safest solution
compatible with human fallibility and having reached that solution it
closes the book. The law knows, and we all know, that sometimes fresh
material may be found, which perhaps might lead to a different result,
but, in the interest of peace, certainty and security it prevents
further enquiry. It is said that in doing this, the law is preferring
justice to truth. That may be so: these values cannot always coincide.
The law does its best to reduce the gap. But there are cases where the
certainty of justice prevails over the possibility of truth … and these
are cases where the law insists on finality. For a policy of closure to
be compatible with justice, it must be attended with safeguards …
49 The
question for us in the present context is whether we have struck the
right balance between the prevention of error (which demands some degree
of corrigibility) and the according of proper respect to the principle
of finality (which necessitates a policy of closure). It is axiomatic
that this balance will have to be struck differently at different stages
of the criminal process. As we venture further along the criminal
process, we must give greater presumptive weight to the veracity of the
findings already made and accord greater prominence to the principle of
finality. An appeal is an avenue for error correction. For this reason,
in an appeal, the decision of the trial court must be examined for
error, but due deference must be accorded to that court’s findings, and
new evidence cannot be admitted, save in limited circumstances. A review
is an avenue for the correction of miscarriages of justice. Thus, it is
only in exceptional cases that a matter will be reopened on its merits,
and the instances in which the Court of Appeal’s inherent power of
review will be exercised must be few and far between.
50 In
our judgment, the principle of finality is no less important in cases
involving the death penalty. There is no question that as a modality of
punishment, capital punishment is different because of its
irreversibility. For this reason, capital cases deserve the most anxious
and searching scrutiny. This is also reflected in our laws. Division 1A
of Part XX of the Criminal Procedure Code (Cap 68, 2012 Rev Ed) ("the
CPC”) provides that a sentence of death imposed by the High Court has to
be reviewed by the Court of Appeal even where no formal appeal has been
filed, and the court must be satisfied of the correctness, legality and
propriety of both the accused person’s conviction and his sentence
before the sentence is carried into effect. But, once the processes of
appeal and/or review have run their course, the legal process must
recede into the background, and attention must then shift from the legal
contest to the search for repose. We do not think it benefits anyone –
not accused persons, not their families nor society at large – for there
to be an endless inquiry into the same facts and the same law with the
same raised hopes and dashed expectations that accompany each such
fruitless endeavour.
51 Against
this background of competing considerations, we now turn to the first
component of the test set out at [44] above for determining when it is
appropriate for this court to exercise its inherent power of review – viz, the evidential requirement of "sufficient material”.
The evidential requirement of "sufficient material”
52 When may it be said that there is "sufficient material” (which, in this context, encompasses both
new factual evidence as well as new legal arguments) to warrant the
Court of Appeal exercising its inherent power of review? In our
judgment, for the material tendered in support of an application for
review to be "sufficient”, it must satisfy two cumulative conditions:
(a) it must be "new”; and (b) it must be "compelling”. Collectively,
these conditions form a fine mesh filter that sieves out unmeritorious
applications for review while allowing justice to be done in deserving
cases. We will examine each condition in turn below.
(1) The material must be "new”
53 "New”
material is that which: (a) has hitherto not been considered at any
stage of the proceedings leading to the decision under challenge; and
(b) could not, even with reasonable diligence, have been adduced in
court prior to the filing of the application for review. In adopting
this position, we align ourselves with the approach taken in South
Australia, where the presence of "fresh” evidence is a jurisdictional
precondition that must be satisfied before "a second or subsequent
appeal” may be brought (see [39] above and also R v Keogh (No 2) [2014] SASCFC 136 at [98]). The difference is that in our context, we accept that new legal arguments can – if they satisfy the twofold criteria stated at the outset of this paragraph (viz, of not having been considered at an earlier stage of the proceedings and
of being material which could not, even with reasonable diligence, have
been presented to the court before the filing of the application for
review) – form the basis for an application for review.
54 The first limb of the requirement of "new” material – viz,
that the material must be something which has previously not been
considered – is a corollary of the fact that a review is neither an
appeal nor a rehearing. As has been emphasised in many of the cases
cited above, the purpose of a review is to correct a miscarriage of
justice, and not to allow the applicant a second chance to rehash the
same issues in the hope of achieving a different outcome. If the
applicant is relying solely on evidence and/or legal arguments that have
already been put forward (in the hope that the court will change its
mind at the second time of asking), then the application for review,
without more, cannot succeed. In order to justify this court’s exercise
of its inherent power of review, the material tendered in support of the
application must be genuinely novel – it will not suffice if that
material is merely old wine in new wineskins. The applicant cannot
merely seek to put a new spin on old evidence which has already been
considered by the court or take a new position on material which has
already been analysed by the court.
55 The second limb of the requirement of "new” material – viz,
that the material must be something which could not, even with
reasonable diligence, have been obtained for use prior to the filing of
the application for review – is familiar to us as the Ladd v Marshall [1954] 1 WLR 1489
requirement of "non-availability”. There are two reasons for this.
First, it seems to us that if an accused has of his own volition not
called evidence which was available to him and which, bearing in mind
his circumstances as an accused (including the fact that he might have
been in remand), he could reasonably have been expected to obtain and
adduce in court, then there cannot be any basis for saying that there
has been a miscarriage of justice. The accused must accept the
consequences of his decision as to the calling and treatment of evidence
(see Ratten v The Queen (1974) 131 CLR 510 at 517–518 per
Barwick CJ). Second, it is in the wider public interest that there be
an efficient and economical allocation of court resources. Parties who
come before the court (and this includes accused persons) must present
all their evidence at the time of the hearing in order that it may be
properly weighed and evaluated, instead of introducing their evidence in
a piecemeal and haphazard fashion.
56 At this point, a comparison with applications to admit additional evidence in criminal appeals is instructive. In Soh Meiyun v Public Prosecutor [2014] 3 SLR 299 ("Soh Meiyun”),
the High Court favoured a less restrictive approach towards the
admission of further evidence in criminal appeals. It stated that an
appellate court exercising criminal jurisdiction "should generally hold
that additional evidence which is favourable to the accused person and
which fulfils the Ladd v Marshall conditions of relevant and reliability is ‘necessary’ and admit such evidence on appeal” (at [16]).
57 There is, however, a crucial difference between the scenario in Soh Meiyun and that in the Present Application – namely, the former concerned an appeal against a first-instance decision, whereas the Present Application (and other similar applications for review) is a post-appeal
application. The wastage of judicial resources that would accompany the
reopening of a case which has already been decided on its merits (which
the requirement of non-availability is designed to prevent) is
therefore concomitantly greater. For this reason, we are of the view
that greater stringency is warranted in an application for a review of a
concluded criminal appeal, and the requirement of non-availability must
be strictly adhered to in respect of such an application.
58 We
appreciate that this means that it will be rare for this court to
entertain an application for review which is premised on new legal
arguments alone because it will normally be difficult for the applicant
in such a case to show that the legal arguments in question could not,
even with reasonable diligence, have been raised prior to the filing of
the application for a review. It seems to us that in respect of new
legal arguments, the criterion of "non-availability” will ordinarily be
satisfied only if the legal arguments concerned are made following a
change in the law (for examples of "change in the law” cases, see Regina v Cottrell and another appeal [2007] 1 WLR 3262 at [42]–[46] and Regina v Jogee and another appeal [2016] 2 WLR 681). We also observe that this is the position taken in civil proceedings in relation to the so-called "Arnold exception” to issue estoppel (see Arnold v National Westminster Bank plc [1991] 2 AC 93 ("Arnold”)). In Arnold,
Lord Keith of Kinkel held that there should be an exception to issue
estoppel "in the special circumstance that there has become available to
a party further material relevant to the correct determination of a
point involved in the earlier proceedings”, provided that the further
material in question "could not by reasonable diligence have been
adduced in those [earlier] proceedings” (at 109B). As we emphasised in TT International
at [189] and [190(c)], the "further material” in question must be
material which shows that "the error in the court’s decision stemmed
from some point of fact or law relevant to the decision [which] was not
taken or argued before the court which made that decision and could not reasonably have been taken or argued on that occasion” [emphasis in original]. In Arnold,
the "further material” consisted of subsequent judicial decisions
which, Lord Keith held, could "not inappositely be described as a change
in the law” (see Arnold at 109C).
(2) The material must be "compelling”
59 "Compelling”
material is that which is reliable, substantial and powerfully
probative; it must be capable of showing almost conclusively that there
has been a miscarriage of justice (see [31] and [39] above). The
threshold is a high one. In Yong Vui Kong (Jurisdiction),
Chan CJ gave the following examples of the kind of material which he
considered might justify the exceptional recourse of a review (at [14]):
It is not uncommon in other jurisdictions, such as the United States, for new exculpatory evidence to be discovered, eg, DNA evidence which
can show almost conclusively that the blood found at the scene of the
crime or on the body of the deceased (in murder cases) was not that of
the accused. There may be other types of evidence which could have the same effect, eg, new documentary evidence which was not discovered during the trial or the appeal. … [emphasis added in italics and bold italics]
60 There
are two dimensions to the requirement that the material in question
must be "compelling”. First, the material must be "reliable” in the
sense that it possesses a high degree of cogency, and is credible and
trustworthy in respect of the matters to which it pertains. It is
notable that all the examples given by Chan CJ in Yong Vui Kong (Jurisdiction) at [14]–[15] related to material of an objective character: eg,
DNA evidence, documentary evidence or a new line of authorities. The
reason for this is that objective evidence is quintessentially reliable
since, in general, it may be independently verified and is based on
facts which may be apprehended by analysis, measurement and observation.
While we would not go so far as to dogmatically exclude all subjective
evidence, we would imagine that such evidence would not ordinarily
suffice to show "almost conclusively” that a miscarriage of justice has
been occasioned. Thus, evidence from witnesses who have taken the stand,
particularly that of co-accused persons who now seek to resile from
their earlier testimony (see, eg, Abdullah), cannot in itself be considered "reliable” evidence unless it is substantiated by other objective evidence.
61 The
second dimension of the requirement of "compelling” material is that
the material in question must be "substantial” and "powerfully
probative” in the sense that it is logically relevant to the precise
issues which are in dispute. The mere fact that material is reliable
does not necessarily mean that it is relevant. For example, the presence
of a person’s DNA on an object is almost conclusive evidence of the
fact that that person touched the object. However, that piece of
information might be of little or no utility in determining whether that
person committed the crime in question. This applies with even greater
force to new lines of legal argument. The imposition of criminal
punishment almost invariably involves the deprivation of life and
liberty, and therefore, by definition, Art 9(1) of the Constitution,
which provides that "[n]o person shall be deprived of his life or
personal liberty save in accordance with law”, is tangentially involved
in all criminal cases. But, it does not follow that Art 9(1) will be
relevant in every criminal case. Much will depend on the precise issues
which fall to be decided on the facts of the case.
62 At
the end of the day, the inquiry into whether the material tendered in
support of an application for review is "compelling” is directed towards
the quality of the material presented as assessed against the precise
issues in dispute. A useful summative question is whether, taken as a
whole, the material is capable of showing "almost conclusively” that
there has been a miscarriage of justice, and is therefore "compelling”
enough to warrant the exercise of the Court of Appeal’s inherent power
of review. This is a question of fact which calls for an exercise of
judgment of the kind that judges are called on to perform on an almost
daily basis.
The substantive requirement of a "miscarriage of justice”
63 We
turn now to the substantive requirement that a "miscarriage of justice”
must have been occasioned (see [44(b)] above). The expression
"miscarriage of justice” is one of those protean expressions that is
incapable of an exhaustive and stipulative definition. At its core, it
connotes that there must be a manifest error and/or an egregious
violation of a principle of law or procedure which strikes at the very
heart of the decision under challenge and robs it of its character as a
reasoned judicial decision. Based on our survey of the cases, a
miscarriage of justice is chiefly (but not exclusively) to be found in
one of the following two situations:
(a) The
first is where a decision on conviction or sentence is "demonstrably
wrong”. In this regard, it is not sufficient to show that there is a
real possibility that the decision is wrong; instead, it must be shown
that there is a powerful probability that it is wrong. Generally, this
plea may be raised only by the accused and not by the
Prosecution, save in an exceptional case where the Prosecution has
uncovered material new evidence which it seeks to rely on to set aside
an unsafe conviction or an excessive sentence premised on a fundamental
misapprehension of the applicable law or facts.
(b) The
second situation is where there has been fraud or a breach of natural
justice. This arises where, in the words of Dame Elizabeth in Uddin at [18], there has been a "corruption
of justice” [emphasis in original], such that the integrity of the
judicial proceedings itself has been impugned. An application for a
review on this ground is available to both the Prosecution and the
accused.
We will discuss each of these situations in turn below.
(1) Where the decision on conviction or sentence is "demonstrably wrong”
64 There is no doubt that the conviction of an innocent person is an injustice – perhaps the
ultimate substantive injustice, proof of which would justify reopening a
concluded criminal appeal. However, as we have discussed at [46]–[48]
above, absolute certitude is never available. This is so even in the
case of DNA evidence, the utility of which is highly context-specific.
The question, therefore, is: how certain does the court have to be that
its previous decision (be it on conviction or sentence) is wrong before
it decides to reopen a matter? In Yong Vui Kong (Jurisdiction) at [14], Chan CJ opined that an appropriate test was whether the decision in question was "demonstrably found to be wrong” [emphasis added].
65 In
our judgment, where the decision under challenge is a decision on
conviction, it is not sufficient to show that there is a real
possibility that the decision is wrong. Instead, it must be shown, based
on the material tendered in support of the application for review alone
and without the need for further inquiry, that there is a powerful
probability that the decision concerned is wrong. There are two reasons
for this rigorous standard. First, the higher standard properly
distinguishes the function of an appeal, which is a means for the
correction of error, from that of a review, which is about the
protection of the integrity of the judicial process. This point was
amply made in Uddin and Asean Security Paper Mills.
Second, it would better vindicate the importance of the principle of
finality by allowing intervention only in truly exceptional cases. This
approach accords due recognition to the fact that the decision under
challenge has already undergone at least two rounds of separate and
independent scrutiny – once by the court exercising original criminal
jurisdiction and another by the Court of Appeal in its appellate
capacity – and these courts’ findings must be given great presumptive
weight. Such findings should only be displaced where they can be proved
to be "demonstrably wrong”.
66 Where
the decision under challenge is a decision on sentence, given that
sentencing involves an exercise of discretion, it will be even more
difficult for the applicant to demonstrate that the decision concerned
is "demonstrably wrong”. It would not be sufficient for the applicant
merely to allege that the sentence imposed is manifestly excessive, or
that the court failed to appreciate the material before it, or even that
the court relied on the wrong test or the wrong precedent. These are
the standards for intervention applicable to an appeal (see Public Prosecutor v Mohammed Liton Mohammed Syeed Mallik [2008] 1 SLR(R) 601 ("Mohammed Liton”)
at [82]). In our judgment, in order for a decision on sentence to be
considered "demonstrably wrong”, the applicant would have to show that:
(a) the decision was based on some fundamental misapprehension
of the law or the facts, thereby resulting in a decision that can,
without exaggeration, be described as blatantly wrong; and (b) the error
must be plain on the face of the record. We venture to think that
instances of this nature will be exceedingly rare. It may occur, for
example, where the court imposed a sentence in excess of its sentencing
jurisdiction (see, eg, Public Prosecutor v Louis Pius Gilbert [2003] 3 SLR(R) 418), where it failed to impose the statutorily-prescribed punishment (see, eg, Public Prosecutor v Loo Kun Long [2003] 1 SLR(R) 28) or, conversely, where it imposed a sentence above the statutorily-prescribed maximum (see, eg, Chiaw Wai Onn v Public Prosecutor [1997] 2 SLR(R) 233).
67 An
application for a review on the ground that a decision, whether on
conviction or sentence, is "demonstrably wrong” is usually available
only to the accused and not to the Prosecution (see [63(a)] above). This
is because when the State prosecutes a criminal matter, it wields an
awesome power. Therefore, it has concomitant interests and duties which
are not simply those borne by an ordinary litigant (see TT International at [128]). One corollary of this is that once a person has been acquitted of an offence, the doctrine of autrefois acquit
prevents him from being tried again for the same offence (see Art 11(2)
of the Constitution). The purpose of this doctrine is to protect
individuals from oppression, and to allow accused persons who have had
their cases disposed of to move on with their lives without fear that
they will once again be subject to the machinery of criminal justice in
respect of the same offence (see Regina v Humphrys [1976] 2 WLR 857 at 877B per
Lord Hailsham of St Marylebone). In our judgment, this principle is
equally applicable to an application for a review even though, strictly
speaking, no "retrial” might be involved. Thus, even if the Prosecution
is of the view that an acquittal is unjustified or that a sentence,
being based on a fundamental misapprehension of the law or the facts, is
unjustifiably lenient, it would still be absolutely precluded from
applying for a review of the decision.
68 Conversely, however, if the Prosecution elects to bring an application for a review in the accused’s favour (eg,
to set aside an unsafe conviction or an excessive sentence premised on a
fundamental misapprehension of the applicable law or facts), then it
would not be precluded from doing so. As the High Court observed (albeit
in a slightly different context) in Public Prosecutor v Lim Choon Teck [2015] 5 SLR 1395,
the Public Prosecutor has a crucial role to play in the fair and
impartial administration of criminal justice. To this end, it should be
able to correct egregious errors in the judicial process by bringing the
appropriate applications for review where necessary.
(2) Where there has been fraud or a breach of natural justice
69 Where
the decision under challenge has been tainted by fraud or a breach of
natural justice which has an adverse effect on the accused, that alone –
even in the absence of proof that the decision is "demonstrably wrong” –
would usually suffice to establish that a miscarriage of justice has
been occasioned. This was the position in England even pre-Taylor
(see [26] above), and it is also the position taken in all the
jurisdictions which we surveyed. We give three illustrative examples
below:
(a) In R v Daniel,
the applicant pleaded guilty to burglary and was sentenced to
18 months’ imprisonment. Before a sole judge, he sought leave to appeal
against his sentence out of time, but was unsuccessful. He then renewed
his application for leave to appeal, this time before the Full Court,
and engaged counsel for this purpose. However, due to an administrative
oversight, his counsel were not informed of the hearing, and the English
Court of Appeal heard and dismissed his leave application in the
absence of counsel. When this oversight was discovered, counsel sought
to have the application re-listed for hearing. However, the English
Court of Appeal, holding itself to be functus officio,
dismissed the application. The Secretary of State then intervened and
referred the matter back to the English Court of Appeal for a rehearing
pursuant to the powers given to him under s 17 of the Criminal Appeal
Act 1968 (c 19) (UK). At the restored hearing of the application for
leave to appeal, the court acknowledged that it had initially acted per incuriam
in holding that it had no jurisdiction to rehear the matter, but
stressed that even in such a case, a matter would be re-listed for
hearing only if it could be shown that there was a likelihood of
injustice.
(b) In Ramanathan a/l Chelliah v Public Prosecutor [2009] 6 MLJ 215,
the applicant was convicted by the trial court of two counts of
outraging the modesty of the victim. His conviction was later quashed by
the Malaysian High Court on two grounds: excessive delay on the part of
the trial court in rendering written reasons, and an error of law on
the applicable standard of proof. The Prosecution appealed to the
Malaysian Court of Appeal and only those two points were argued. The
court agreed with the Prosecution and, without first giving the
applicant an opportunity to resist the appeal, reinstated the
conviction. On an application for a review, a differently-constituted
Malaysian Court of Appeal held that the applicant’s right to a fair
hearing had been violated and ordered that the appeal be reheard.
(c) In Regina v Bow Street Metropolitan Stipendiary Magistrate and Others, ex parte Pinochet Ugarte (No 2) [1999] 2 WLR 272,
the House of Lords set aside one of its own decisions on the ground of
apparent bias. The applicant, a former head of state, had been arrested
pursuant to international warrants which alleged the commission of
various crimes against humanity. When the matter came before the House
of Lords for the first time, the validity of the international arrest
warrants was upheld despite the argument that the applicant enjoyed
sovereign immunity. Subsequently, it transpired that one of the law
lords in the panel had links with a party involved in the proceedings.
That factor alone – even in the absence of any indication of actual bias
– was held to be a sufficient basis for a rehearing to be ordered.
70 An application for a review on the ground of fraud or breach of natural justice is available to both
the Prosecution and the accused (see [63(b)] above) because of the
wider public interest considerations involved. Where a decision in an
individual criminal case is wrong, the impact on the public interest is
comparatively limited. Consequently, the public interest in the
reopening of the case (even where the decision might arguably be
"demonstrably wrong”) is outweighed by the policy considerations in
favour of finality in litigation, as well as the compelling interest in
protecting an accused person from double-prosecution. However, where
considerations of fraud or natural justice are involved, public
confidence in the integrity of the very criminal justice process itself
is at stake, and this suffices to outweigh the considerations of
finality and the protection of an accused from double prosecution.
71 This
does not necessarily mean, however, that the court will treat an
application for a review from the Prosecution in the same manner as it
does an application from an accused person: ie, that the application will be granted almost as a matter of course. On this point, a comparison between Yasain and Hall is instructive.
72 In Yasain,
the accused had earlier been convicted of a number of offences
including rape and kidnapping. The sentences imposed for the rape charge
(six years) and the kidnapping charge (one and a half years) had been
ordered to run consecutively, making a cumulative sentence of seven and a
half years’ imprisonment. When the accused appealed, it was noticed
that no verdict had been recorded in respect of the kidnapping charge
even though the accused had been sentenced on it. The English Court of
Appeal therefore ordered that the conviction in respect of the
kidnapping charge be expunged. Subsequently, it was discovered that a
verdict on the kidnapping charge had in fact been returned by the jury,
but had not been recorded because of an error. The Prosecution then
applied for the court to reopen the appeal and reinstate the accused’s
conviction and sentence in respect of the kidnapping charge. The
application was allowed because the error had resulted in an unwarranted
18-month reduction in the accused’s sentence. The court observed that
what had taken place was the product of "a rare coincidence of
circumstances”, and that the "very substantial public interest in those
properly convicted serving the sentence imposed” justified the
extraordinary recourse of reopening the appeal (at [49]).
73 By contrast, in Hall,
it will be recalled that the accused had already been sentenced to
nearly seven years’ imprisonment for perverting the course of justice,
whereas the sentence which he had received for assaulting prison
officers, which had been set aside because of the fraud that he
perpetrated, was only six months’ imprisonment (see [35]–[36] above).
The Hong Kong Court of Final Appeal noted that should the appeal
pertaining to the accused’s common assault conviction be reopened, much
time and resources would have to be devoted to its disposal. The court
concluded that such an expenditure of resources would not be justified,
given that the interests of justice had already been served by the
imposition of a separate and lengthy custodial sentence on the accused
for perverting the course of justice, and thus, there was no need to
reopen the appeal. It seems to us that the reason given by the Hong Kong
Court of Final Appeal for not reopening the appeal makes good practical
sense. That said, we have not heard the Public Prosecutor on this
question as the issue did not arise in the present case, and we
therefore express no concluded view on it.
A clarification: new legal arguments involving constitutional points
74 As
a final point before we conclude our discussion of when it is
appropriate for the Court of Appeal to reopen its decision in a
concluded criminal appeal, we think it is important to clarify this
court’s earlier comments in Ramalingam (at [17]) and Quek Hock Lye
(at [23]–[24]) that the criminal motions in those cases were heard
because they concerned new legal arguments involving constitutional
points in relation to capital offences. In our judgment, Ramalingam and Quek Hock Lye
should be confined to their facts. Both were cases in which this court
saw the need to clarify important legal points in the public interest.
These two cases should not be interpreted to mean that there is an
automatic right of review whenever new legal arguments involving
constitutional points are raised in a capital case. Indeed, it is
evident that in Ramalingam, this court did not think that the
raising of new legal arguments involving constitutional points was in
itself a sufficient ground for a review. At [16], it noted that the
applicant had had ample opportunity to raise, at an earlier stage, the
constitutional points which he now sought to advance in his application
for review, and therefore "could have had no cause to complain if we had declined to hear this Motion
on the basis that he had exhausted all his rights to due process …”
[emphasis added]. We would clarify that the touchstone, at the end of
the day, is still whether the applicant has produced sufficient material
upon which the court may conclude that there has been a miscarriage of
justice. For the purposes of determining if this test has been
satisfied, it does not matter, where the material relied on consists of
new legal arguments, whether or not those legal arguments involve
constitutional points – the same criteria still apply.
75 This can be seen most clearly in Yong Vui Kong (Prosecutorial Discretion).
The issue in that case was whether the applicant’s constitutional right
to equal treatment had been violated by the Public Prosecutor’s
decision to charge him but not one "Chia”, who was alleged to be the
kingpin of the drug syndicate for which the applicant worked. (Chia was
detained under the provisions of the Criminal Law (Temporary Provisions)
Act (Cap 67, 2000 Rev Ed) instead.) The applicant argued, on the basis
of the principles articulated in Ramalingam (which was decided
just two weeks prior to the filing of his application for review), that
the Court of Appeal should reopen its decision on his conviction and
sentence (in Yong Vui Kong v Public Prosecutor [2010] 3 SLR 489).
In explaining why it decided to reconsider the matter even though no
novel constitutional points were involved, the court said that the case
presented itself as a more compelling instance in which there might have
been unequal treatment since Chia "appear[ed] to be a more culpable
offender than [the applicant]” (see Yong Vui Kong (Prosecutorial Discretion)
at [19]). Further, the court noted that the issue of possible unequal
treatment was one which had arisen solely as a result of its decision in
Ramalingam, and therefore, the argument was "new” both in the
sense that it had hitherto never been considered before the filing of
the application for review and could not, even with reasonable
diligence, have been raised in court prior to that (see likewise Yong Vui Kong (Prosecutorial Discretion) at [19]). Thus presented, it can be seen that the court applied the usual criteria (viz,
the production of sufficient material to establish that there has been a
miscarriage of justice) in deciding whether to entertain the
application, even though the material relied on by the applicant
consisted of new legal arguments involving constitutional points.
76 To
reiterate, the raising of hitherto unconsidered points of
constitutional law is not in itself sufficient to show that the Court of
Appeal ought to review a concluded criminal appeal. Much would depend
on the merits of the constitutional points concerned and whether they
would, having regard to the factual context of the case in question,
affect the outcome of the case and thus show that a miscarriage of
justice has been occasioned. We would reiterate that litigants who pray
in aid of the Court of Appeal’s inherent power to reopen a concluded
criminal appeal must show that there is sufficient material upon which it may be concluded that there has been a miscarriage of justice.
Summary of the applicable legal principles
77 This
concludes our discussion on the law relating to the Court of Appeal’s
inherent power of review. From this, the following key propositions can
be distilled:
(a) The
Court of Appeal, as the final appellate court in Singapore, has the
inherent power to reopen a concluded criminal appeal in order to prevent
a miscarriage of justice. This power is a facet of the judicial power
which is vested in the Court of Appeal by virtue of Art 93 of the
Constitution. When the court exercises this power of review, it is
acting within the scope of its statutorily-conferred appellate
jurisdiction, which is not completely exhausted merely by the rendering
of a decision on the merits of the appeal.
(b) A
review of a concluded criminal appeal is not to be confused with an
appeal. In reviewing a case, the Court of Appeal is primarily concerned
not with the correctness of the decision under review, but with the
question of whether there has been a miscarriage of justice. To justify
the exercise of the court’s inherent power of review, the applicant must
satisfy the court that there is sufficient material on which it may
conclude that there has been a miscarriage of justice. In this regard,
the mere fact that the material relied on by the applicant consists of
new legal arguments involving constitutional points does not, without more, suffice.
(c) In
deciding whether to exercise its inherent power of review, the Court of
Appeal will consider the following two matters (as set out at
sub-paras (d) and (e) below).
(d) The
first is whether the applicant has discharged his burden of producing
"sufficient material” to warrant the court exercising its inherent power
of review. The material put forward must possess two signal features in
order to be considered "sufficient”: (i) it must be "new” – ie,
it must not previously have been canvassed at any stage of the
proceedings prior to the filing of the application for review, and it
must be something which could not, even with reasonable diligence, have
been adduced in court earlier; and (ii) it must be "compelling” – ie,
it must be reliable, substantial, powerfully probative, and therefore,
capable of showing almost conclusively that there has been a miscarriage
of justice.
(e) The
second condition is whether the applicant has discharged his burden of
proving that there has been a "miscarriage of justice”. Generally, the
court will only find that there has been a "miscarriage of justice” in
one of the following two situations:
(i) The
first is where a decision of the court on conviction or sentence is
shown to be "demonstrably wrong”. In relation to a decision on
conviction, it is not sufficient for the applicant to show that there is
a real possibility that the decision concerned is wrong; instead, it
must be apparent, based on the evidence tendered in support of the
application alone and without the need for further inquiry, that there
is a powerful probability that the decision is wrong. In relation to a
decision on sentence, it must be shown that the decision under challenge
was based on some fundamental misapprehension of the law or the facts,
thereby resulting in a decision that is blatantly wrong on the face of
the record. An application for a review on the ground that a decision
(whether on conviction or sentence) is "demonstrably wrong” is usually
available only to the accused.
(ii) The
second scenario is where the decision under challenge is tainted by
fraud or a breach of natural justice, such that the integrity of the
judicial process is compromised. An application for a review on the
ground of fraud or breach of natural justice is available to both the
accused and the Prosecution.
Should this court’s decision in CA (Re-sentencing) be reopened?
78 In
our judgment, applying the legal principles which we have just outlined
to the Present Application, this application is misconceived in
principle and must fail. For the most part, the Applicant merely
traverses the same grounds as those which he covered in his submissions
before this court at the hearing of CA (Re-sentencing). There
is very little in the way of "new” material, let alone material which is
"compelling” and which justifies the exceptional recourse of a review.
The Applicant has never suggested that there was any fraud, and in his
amended notice of motion, the allegation that there was a breach of
natural justice has been dropped. It has always been his core case in
the Present Application that this court’s decision in CA (Re-sentencing)
was wrong; but, as will be plain from our analysis of the evidence, he
fell short of showing that the sentence which this court imposed was
"wrong”, let alone "demonstrably wrong”. In truth, the Present
Application is not a genuine application for a review, but an attempt to
re-litigate a matter which had already been fully argued and thoroughly
considered.
79 Given the
acute importance of this case to the Applicant and his family, and
because this is the first time we have articulated the principles
governing the exercise of the Court of Appeal’s inherent power of
review, we propose to examine the material which the Applicant has put
forward in some detail. However, we must clarify that, moving forward,
such a detailed analysis will not be appropriate in every application
for review, particularly where it is clear that the application is
plainly without merit. We are doing so in this case only for
illustrative purposes.
The grounds relied on by the Applicant
80 In
his submissions, counsel for the Applicant, Mr Mohan, has laid out a
number of "grounds” in support of his argument that there is a need for
this court to exercise its inherent power to reopen its decision in CA (Re-sentencing). For ease of exposition, we will refer to each of these "grounds” as "Ground 1”, "Ground 2”, and so on.[note: 7]
As there is some degree of overlap in the various "grounds”, we have
merged and reorganised them into four principal contentions. Broadly
summarised, Mr Mohan argues that this court’s decision in CA (Re-sentencing):
(a) was premised on an error of law;
(b) was based on the wrong factual premise;
(c) breached the requirement of unanimity; and
(d) breached the Applicant’s right to a fair trial.
We will deal with each of these principal contentions in turn below.
Was the decision in CA (Re-sentencing) premised on an error of law?
81 Mr Mohan’s
first principal contention, which embraces Grounds 1, 2, 6 and 7 of his
submissions, is that this court erred in law in sentencing the
Applicant to death. As a preliminary point, Mr Mohan first argues that
the Prosecution has no right of appeal against a sentence of life
imprisonment and caning imposed by the High Court (in lieu of a sentence
of death) pursuant to an application for re-sentencing under the 2012
Amendment Act, and for that reason, this court acted without
jurisdiction in CA (Re-sentencing) when we substituted the
death sentence in place of the sentence of life imprisonment and 24
strokes of the cane imposed by the Re-sentencing Judge.[note: 8]
Apart from this jurisdictional argument, Mr Mohan also submits that
this court’s decision was wrong in law for the following reasons:
(a) There was no basis for appellate intervention in CA (Re-sentencing) because the sentence imposed by the Re-sentencing Judge was not manifestly inadequate.[note: 9]
(b) The test applied by this court to decide whether a sentence of death should be imposed – viz, whether the actions of the offender would "outrage the feelings of the community” (also referred to hereafter as "the CA (Re-sentencing)
test” where the context so warrants) – is not appropriate for the
offence of murder. In relation to this offence, Parliament’s intention
is that a wide ambit of considerations, and not only those relating to
the circumstances of the offence, should be taken into account to
determine the appropriate sentence.[note: 10]
(c) The
imposition of a sentence of death offends the principle of consistency
since there are cases, both decided before and after CA (Re-sentencing), which are more serious than the Applicant’s case, but which did not attract the death penalty.[note: 11]
No right of appeal
82 It is important to remember that CA (Re-sentencing)
was the Prosecution’s appeal against sentence. Therefore, based on the
principles we have articulated above, in order for a review to lie, the
Applicant needs to show that this court’s decision in that appeal was
based on a "fundamental misapprehension” of the applicable law or facts
and was therefore "blatantly wrong”. Of all the arguments raised by
Mr Mohan in support of his first principal contention, the only one that
could conceivably satisfy this standard is the argument that this court
acted without jurisdiction in CA (Re-sentencing) because the Prosecution had no right of appeal against the decision in HC (Re-sentencing).
In our judgment, however, this argument is plainly without merit. The
relevant provisions of s 4(5) of the 2012 Amendment Act in this regard
read as follows:
Where on the appointed day,
the Court of Appeal has dismissed an appeal brought by a person for an
offence of murder under section 302 of the Penal Code, the following
provisions shall apply:
…
(h) the
provisions of Division 1 of Part XX of the Criminal Procedure Code
relating to appeals shall apply to any appeal against the
[re-sentencing] decision of the High Court under paragraph (g)
with the modification that any appeal must be lodged by the appellant
with the Registrar of the Supreme Court within 14 days after the date of
the re-sentencing by the High Court …
…
83 Division 1
of Part XX of the CPC relates to appeals, and s 374(3), which falls
within it, states that the Public Prosecutor may appeal against "the
acquittal of an accused or the sentence imposed on an accused or an order of the trial court” [emphasis added]. The purport of s 4(5)(h)
of the 2012 Amendment Act (read with Division 1 of Part XX of the CPC)
is that the sentence passed by the High Court upon an application for
re-sentencing is to be treated as if it were the sentence originally
passed by the High Court following the accused person’s trial. Such a
decision is undoubtedly appealable, and there is nothing in either the
2012 Amendment Act or the CPC which indicates that the decision is final
and non-appealable. The Public Prosecutor submitted – and we agree –
that it is plain and obvious that the High Court’s decision in a
re-sentencing application is to be treated like any other sentencing
decision made by the High Court in the exercise of its original criminal
jurisdiction, and is therefore appealable to this court.[note: 12] In light of the foregoing, we hold that this court did have the jurisdiction to hear CA (Re-sentencing).
84 The
remaining errors of law which the Applicant alleged had occurred do not
really warrant any serious consideration and do not even come close to
establishing that this court committed a blatant error in CA (Re-sentencing).
This alone is sufficient to dispose of Mr Mohan’s first principal
contention; but, for completeness, we will go on to discuss briefly
below each of the "grounds” which Mr Mohan has advanced under this
particular contention.
No basis for appellate intervention
85 In Mohammed Liton at [81]–[82], we explained that appellate courts would intervene to correct sentences in one of the following four situations:
(a) where the sentencing judge erred in respect of the proper factual basis for the sentence;
(b) where the sentencing judge failed to appreciate the material before him;
(c) where the sentence was wrong in principle; or
(d) where the sentence was, in all the circumstances, manifestly excessive or manifestly inadequate.
Mr Mohan’s submission that "the Court of Appeal can only increase the sentence where the original penalty imposed was manifestly inadequate”[note: 13] [emphasis in original omitted; emphasis added in italics] is therefore clearly incorrect.
86 This court’s decision in CA (Re-sentencing)
is justifiable on at least two of the four aforementioned bases for
appellate intervention. First, it may be said that the Re-sentencing
Judge erred in respect of the proper factual basis for the sentence. At
[58]–[59] of CA (Re-sentencing), the majority of this court
noted that the Re-sentencing Judge erred in holding that there was
insufficient evidence to conclude that the Applicant had approached the
deceased from behind. That the Applicant had indeed done so was a
finding which the minority accepted as well (see CA (Re-sentencing) at [91]–[103]). Second, it may be said that the Re-sentencing Judge erred on a matter of principle. The cases of Sia Ah Kew v Public Prosecutor [1974–1976] SLR(R) 54 and Panya Martmontree v Public Prosecutor [1995] 2 SLR(R) 806 were both cited to him (see HC (Re-sentencing) at [13]–[14]), but he did not adopt the test articulated therein: viz, that a sentence of death would be appropriate where the offence outraged the feelings of the community. In CA (Re-sentencing),
this court unanimously adopted that test as the correct legal test for
determining whether it would be appropriate to impose the death sentence
for the offence of murder. Accordingly, the Re-sentencing Judge’s
decision was erroneous as a matter of principle.
Wrong test applied
87 Before us, Mr Mohan argued impassionedly that the test which this court unanimously endorsed and applied in CA (Re-sentencing) in determining whether the Applicant ought to be sentenced to death – viz,
whether his actions "outrage the feelings of the community” (at [44],
[86] and [203]) – was wrong. According to Mr Mohan, this test should be
confined in its application to only the offence of kidnapping, in
respect of which it was originally promulgated. He submits that it is
too blunt a test in the context of the offence of murder because all
instances of murder, by definition, involve violence and result in
death, and are bound to outrage the feelings of the community. Thus, to
apply this test to the offence of murder would be to consign all persons
convicted of murder to death. Mr Mohan also criticises this test for
its inflexibility, arguing that it permits the sentencing court to
consider only the manner in which the offence was committed, but not the
accused’s motives or concerns of general deterrence.[note: 14]
In lieu of this test, Mr Mohan suggests, we should adopt the position
taken by the Indian Supreme Court and the courts of some of the
Caribbean States: viz, that the death penalty should be reserved for cases which are the "rarest of the rare”.[note: 15]
88 In
our view, this argument does not even begin to get off the ground. The
points made by Mr Mohan, including the Indian and the Caribbean
authorities to which he referred, had been considered extensively by
this court in CA (Re-sentencing) (at [38]–[43]) and are clearly
not "new”. This court had carefully reviewed those points and those
authorities, and had given reasons for rejecting the Indian and the
Caribbean approach. We do not propose to reprise the analysis here.
89 More
troubling, however, is the fact that Mr Mohan appears to have
completely misunderstood what the test of whether the offender’s actions
"outrage the feelings of the community” involves. This test does not
entail that the court is to sentence by public opinion, with the
sentence of death being imposed for the offence of murder whenever a
preponderance of the members of the public express sufficient distaste
for the accused’s actions. We completely abjure such a
suggestion. That is not the way this court or, for that matter, any
court elsewhere would administer justice. The test that this court
adopted in CA (Re-sentencing) sets out, instead, a reasoned normative standard
which future courts are to apply when deciding whether to impose the
death penalty for the offence of murder. At [44], this court said:
In our judgment, a more appropriate principle to follow would be that laid down by the Court of Appeal in Sia Ah Kew [v Public Prosecutor [1974–1976] SLR(R) 54], which is, whether the actions of the offender would outrage the feelings of the community. Undoubtedly,
capital punishment is an expression of society’s indignation towards
particularly offensive conduct, and the fact that the death penalty
continues to be part of our sentencing regime is an expression of
society’s belief that certain actions are so grievous an affront to
humanity and so abhorrent that the death penalty may, in the face of
such circumstances, be the appropriate, if not the only, adequate
sentence. It would therefore, in our judgment, be correct to
consider the strong feelings of the community in deciding whether or not
to impose the death penalty. [emphasis in original in italics; emphasis
added in bold italics]
90 Determining
whether an offender’s actions so "outrage the feelings of the
community” and are "so grievous an affront to humanity and so abhorrent”
that the death penalty is justified is an exercise in ethical judgment
in which the sentencing court expresses the collective conscience of the
community through the selection of a condign punishment. In performing
this exercise, contrary to what Mr Mohan submitted, the remit of the
sentencing court’s inquiry is not circumscribed. This court specifically stated in CA (Re-sentencing) that the sentencing court was to look widely, and that "all
the circumstances and factors of the case must be taken into
consideration in meting out an appropriate sentence” [emphasis added]
(at [37]), thus also ensuring that the inquiry would be an objective
one. Furthermore, at [51(d)], this court expressly highlighted that
"the motive and intention of the offender at the time he committed the
offence” was an important sentencing factor which must form part of the
sentencing matrix. In the circumstances, we see no warrantable basis for
concluding that this court applied the wrong test in CA (Re-sentencing).
Inconsistency in sentencing
91 In
support of his argument based on inconsistency in sentencing (see
[81(c)] above), Mr Mohan tendered a diagram in which he arranged five
cases in ascending orders of severity.[note: 16] These cases are: Public Prosecutor v Kamrul Hasan Abdul Quddus [2014] SGHC 4, Public Prosecutor v Gopinathan Nair Remadevi Bijukumar (Criminal Case No 40 of 2011),[note: 17]Public Prosecutor v Ellary bin Puling and another (Criminal Case No 40 of 2009),[note: 18]Public Prosecutor v Wang Wenfeng [2014] SGHC 23 and Public Prosecutor v Micheal Anak Garing and another [2015] SGHC 107 ("Micheal Garing”)
(a case involving two offenders). Of the six offenders sentenced in
these five cases, only one received the death penalty; the rest received
terms of life imprisonment and between ten and 24 strokes of the cane.
Mr Mohan argued that the Applicant’s case was less serious than two
others in which the death penalty was not imposed, and was therefore not
one which should attract the death penalty.
92 The material which Mr Mohan relied on is not new. All the cases mentioned in the preceding paragraph, save for Micheal Garing, which was decided only after CA (Re-sentencing), had already been cited to this court in argument at the hearing of CA (Re-sentencing) and were fully considered.[note: 19]
We will not delve into the details of these cases, save to say that
they do not give us any further reasons to conclude that this court’s
decision to impose the sentence of death in CA (Re-sentencing)
was, on the basis of the principle of consistency in sentencing,
"blatantly wrong”. By its very nature, sentencing is a fact-sensitive
exercise in judicial discretion which involves balancing a myriad of
considerations (see Mohammed Liton at [81]). To arrange cases along a "spectrum” necessarily involves making a value judgment on the importance of some factors vis-à-vis
others. This is an exercise in respect of which even reasonable persons
may differ. For this reason, it would ordinarily be very difficult to
demonstrate that a sentencing decision is "blatantly wrong” on the basis
of inconsistency alone, and we certainly do not think that such an
argument can sensibly be maintained in the present case, given that this
court had already considered the aforesaid precedent cases (except for Micheal Garing).
Was the decision in CA (Re-sentencing) based on the wrong factual premise?
93 Mr Mohan’s
second principal contention, which comprises Grounds 3, 4 and 5 of his
submissions, is that this court erred in imposing the sentence of death
in CA (Re-sentencing) as it based its decision on incorrect
findings of fact. The thrust of Mr Mohan’s argument in this regard is
that the majority erred in relying on the findings made in CA (Conviction)
– which, he submits, are open to serious question – to hold that the
Applicant assaulted the deceased multiple times from the back.[note: 20]
Mr Mohan argues that the question of whether the Applicant struck the
deceased at least three times from the back is critical because the
sentence of death would not be justified if it cannot be proved
that the Applicant was the one who caused the majority of the
deceased’s skull fractures. He contends that the proper interpretation
of the evidence is that "there were at least 2 blows caused by the Applicant (one sufficient to fracture the skull), however, there could have been more” [emphasis in original].[note: 21]
94 In
our judgment, this argument is a non-starter because the point is not
new, and had already been thoroughly considered and analysed in CA (Re-sentencing).
But, before we explain our reasons for rejecting this argument, we
think it is necessary to address an important preliminary point. This
concerns Mr Mohan’s contention that at the hearing of CA (Re-sentencing), this court ought, of its own motion, to have remitted the matter to the High Court for further evidence to be taken at a Newton hearing (see R v Robert John Newton
(1982) 4 Cr App R (S) 388) in order to clarify the alleged
"ambiguities” relating to the manner in which the Applicant attacked the
deceased. Mr Mohan argues that a Newton hearing was necessary because the sentence of death which this court imposed in CA (Re-sentencing)
was premised on an assessment of the Applicant’s culpability made on
the basis of facts which the Applicant did not have an adequate
opportunity to challenge either at first instance (in HC (Conviction)) or on appeal (in CA (Conviction)) as those facts were not relevant then since the death penalty was mandatory for the offence of murder at the time.[note: 22]
Should this court have remitted the matter for a Newton hearing?
95 We think it is important to set the record straight. The short answer to the question as to why this court did not, in CA (Re-sentencing), order a Newton
hearing to be convened is simply this: the Applicant elected not to
lead further evidence. Before the Re-sentencing Judge, the Applicant
(through his then counsel, Mr Anand Nalachandran and Mr Josephus Tan)
consistently maintained that he did not think further evidence needed to
be led, nor did he wish to make the requisite application to do so. The
following two exchanges took place during the hearing of the
Applicant’s re-sentencing application. The first exchange was between
Mr Nalachandran and the Re-sentencing Judge:[note: 23]
|
Court:
|
… [I]f you look at [CA (Conviction)] …, they seem to set out various versions but I don’t see any exact finding as to what was the exact sequence of events.
|
|
…
| |
|
Court:
|
… [N]one of you were involved in the defence – at the trial, right?
|
|
Nalachandran:
|
No, Sir. None of us was in the trial for the [Applicant].
|
|
Tan:
|
No.
|
|
Court:
|
Okay.
So I don’t suppose I can derive much help from you insofar as what were
the exact findings of [the trial judge] or the Court of Appeal, other
than what appears on record.
|
|
Nalachandran:
|
Sir, I think for the purposes of this [re]- sentencing, we are –
|
|
Court:
|
Sorry. Could you just turn the mic to your side?
|
|
Nalachandran:
|
Sorry, Sir. Perhaps
for the purposes of this [re]-sentencing hearing, I think we are
limited by the findings in the judgments of the High Court and the Court
of Appeals [sic].
|
[emphasis added]
The second exchange was between Mr Tan and the Re-sentencing Judge:[note: 24]
|
Tan:
|
Your
Honour, if I may move on to the point of intoxication. … I found this
information on the internet. This is a island-wide recall notice by the
AVA dated 26th of August 2009. And Your Honour, if we look at the dates,
that were –actually means that prior to this recall, that alcohol –
that particular brand of alcohol consumed by the five accused person[s]
contained excessive methanol which will cause alcohol poisoning, and of
course, the effects of alcohol poisoning, we have already put it in our
written submissions, dizziness, blurr[ing] of the vision –
|
|
Court:
|
But that would contradict the findings of the trial [j]udge as well as the affirmation by the Court of Appeal, right?
|
|
Tan:
|
Yes, Your Honour. All this information [was] not available then at both instances.
|
|
Court:
|
But you are not suggesting further evidence now, are you? Or you are just saying?
|
|
Tan:
|
No, Your Honour, we are not. We are – we are not disturbing –
|
|
Court:
|
You are just asking me to extrapolate, right?
|
|
Tan:
|
Yes, Your Honour. We are just saying that –
|
[emphasis added]
96 Mr Mohan’s submission that the two exchanges quoted above on the leading of further evidence concerned only the question of whether the Applicant was intoxicated at the time he attacked the deceased is incorrect.[note: 25] As is clear from the first extract, the fact in issue during the first exchange was the exact sequence of events relating to the assault,
and it was in relation to that precise question that the Applicant’s
then counsel accepted that he was limited by the findings which had
already been made by the High Court in HC (Conviction) and by the Court of Appeal in CA (Conviction).
While it is true that the second exchange took place in relation to the
defence of intoxication, read in context, it is clear that the
Applicant’s then counsel accepted that he was bound by the findings made
in CA (Conviction), and therefore, as a general point, did not
seek to introduce further evidence. Of course, it was always open to
the Applicant to change his mind when the Prosecution appealed against
the Re-sentencing Judge’s decision, and he could have made the requisite
application at the hearing of CA (Re-sentencing) to adduce
further evidence, but he did not do so. Given the way that events have
developed, it does not, in our judgment, lie in the Applicant’s mouth to
now say that this court ought to have intervened and ordered a Newton hearing to be held.
97 As
a matter of principle, the court should not descend into the arena and
instruct parties on the proper way to conduct their case. That is not
the way our adversarial system works. In all cases, and crucially in
criminal cases, the role of the court is to maintain a posture of
impartiality and approach the matter disinterestedly. There are times
when the court must step in to ensure that justice is done, particularly
where an accused person is conducting his defence without the aid of
counsel. But, where an accused person is represented, it is not for the
court to question or second-guess the decisions which he makes upon the
advice of his counsel. The court would also not know what further
evidence an accused person might adduce. Had this court directed, in CA (Re-sentencing), that a Newton
hearing be carried out, and had the result of the inquiry been
unfavourable to the Applicant, we can well imagine that this court would
now be faulted for having intervened instead of not having intervened.
The number of blows inflicted by the Applicant
98 As
we said at [94] above, none of the material cited by Mr Mohan in
support of his argument that the Applicant inflicted only two blows on
the deceased is "new”. The material presented – chiefly, the allegedly
inconclusive nature of the medical evidence relating to the number of
blows inflicted on the deceased’s head – was before this court at the
hearing of CA (Re-sentencing), and was carefully considered by both the majority (at [63]–[68]) and the minority (at [124]–[126] per Lee Seiu Kin J; and at [151]–[152] per
Woo Bih Li J). While the majority and the minority may have reached
divergent conclusions, there is no basis for suggesting that the
material in question was not adequately argued by counsel and examined
by this court.
99 A further problem with this argument is that it rests on the incorrect premise that the majority in CA (Re-sentencing) had concluded that the sentence of death was warranted only because the Applicant had inflicted at least three blows on the deceased’s head. That was not in fact the position. The majority never thought that the number of blows – while certainly relevant – was decisive. In CA (Re-sentencing), those in the majority said:
63 In our opinion, the
exact number of blows that the [Applicant] inflicted on the deceased
and the manner in which they were carried out while certainly relevant
to our inquiry are not necessarily decisive. …
…
71 We
have focused thus far on the exact number of blows the [Applicant] had
inflicted on the head of the deceased, although that is not the defining
question that needs to be answered. The key question which we must
answer is – did the [Applicant] act in a manner which showed a blatant
disregard for human life? While, as we have stated above, … the question
as to the number of blows which the [Applicant] had landed on the head
of the deceased is not decisive, it remains very relevant to the key
question. The following considerations are critical to our decision:
(a) First,
we find that the [Applicant] had approached the deceased from behind,
and struck him without any warning. Whether or not this was prefaced
with a struggle, between Galing [the Applicant’s co-accused] and the
deceased, is of little significance to the [Applicant]’s culpability. After the first blow was inflicted which caused the [deceased] to fall to the ground, there was effectively no more struggle.
(b) Second, after
the deceased fell to the ground after the first blow and then turned
around to face upwards, the [Applicant] struck him once more. It is not
disputed that the [deceased] was not retaliating. …
(c) In any case, even
if the [Applicant]’s assertion that he had only struck the deceased
twice is to be believed and accepted, … the force he exerted in the two
blows must have been so great as to cause fracturing of such severity
and magnitude, so much so that a fall, or a strike with Galing’s belt buckle, could have caused further fracturing.
…
78 … Even
if we were to accept the position that it was unclear as to how many
times the [Applicant] had struck the head of the deceased, what is vitally important to bear in mind is that what we have here was a completely shattered skull. Bearing in mind the fact that the alleged intention of the [Applicant] and Galing was merely to rob the deceased, what the [Applicant] did underscores the savagery of the attack which was characterised by needless violence that went well beyond the pale.
[emphasis in original omitted; emphasis added in italics and bold italics]
100 Read
fairly and in its proper context, it is clear from the above extract
that even if the Applicant’s account had been accepted, and even if the
majority had proceeded on the basis that the Applicant had struck the
deceased only twice on the head (see CA (Re-sentencing) at [60]), the majority would still have concluded that the sentence of death was warranted. The three critical factors which the majority relied on in deciding to impose the death penalty were the following:
(a) the
Applicant first struck the deceased from behind on the head without
warning, causing the latter to fall to the ground (at [71(a)]);
(b) the
Applicant inflicted at least one more blow on the deceased while the
latter was laying on the ground defenceless (at [71(b)]); and
(c) even
if only two blows had been inflicted on the deceased by the Applicant,
it would be fair to infer that the two blows must have been of such
force that they caused extensive fractures to the deceased’s skull and
weakened it to the extent that the strike with the belt buckle by the
Applicant’s co-accused, Galing, and/or the deceased’s fall onto the
ground caused further fractures when, ordinarily, they would not have
done so (at [67]–[68], [71(c)] and [78]).
To the majority, these factors alone
were cumulatively sufficient to justify the conclusion that the
Applicant had evinced "a blatant disregard for human life” and therefore
ought to be sentenced to death (at [77]–[79]). Thus, even if the
majority had been wrong to conclude that the Applicant had inflicted at
least three blows on the deceased’s head, there is no basis for saying
that the sentence of death which this court imposed in CA (Re-sentencing) constituted a miscarriage of justice because it was premised on an incorrect finding of fact.
101 We acknowledge that those in the minority in CA (Re-sentencing)
disagreed. While the minority agreed that the Applicant had struck the
deceased from behind (see [86] above) and had inflicted at least two
blows on the deceased, which caused the latter’s skull to fracture (at
[199] per Lee J; and at [215] per Woo J), unlike the
majority, they did not think that these factors were sufficient to
warrant the imposition of the death penalty. In the minority’s opinion,
the threshold would only have been crossed if it could be concluded that
the Applicant had inflicted three or more blows on the deceased which,
alone, were responsible for the multiple fractures of the latter’s skull
(at [200]–[201] per Lee J; and at [217] per Woo J).
In a similar vein, Mr Mohan argued that the death penalty would only be
justified if the multiple fractures found on the deceased’s head "were
caused by multiple blows and … it was the Applicant who caused the
majority of the fractures by those multiple blows”.[note: 26]
102 What
this shows is that sentencing is an intensely difficult exercise, and
that reasonable persons can, and often do, disagree as to what the
appropriate sentence ought to be. That is why a wide margin of
appreciation is given to sentencing judges called on to exercise their
discretion. In our judgment, the mere fact of disagreement among the
members of the coram is not sufficient to justify this court exercising
its inherent power of review. The test for the purposes of the Present
Application is whether the decision in CA (Re-sentencing) was
"blatantly wrong”. Neither those in the majority nor those in the
minority even came close to suggesting that the other side’s decision
was "blatantly wrong”, and Mr Mohan has not presented us with any "new”
evidence, let alone that which is "compelling”, which justifies our
arriving at a contrary conclusion today. In the final analysis, there is
no basis for us to exercise our inherent power of review on the ground
that this court’s decision in CA (Re-sentencing) was based on an incorrect factual premise.
Did the decision in CA (Re-sentencing) breach the requirement of unanimity?
103 The
third principal contention raised by Mr Mohan, which corresponds to
Grounds 8 and 10 of his submissions, is that the imposition of the death
penalty on the Applicant in CA (Re-sentencing) was unconstitutional because the decision to impose that penalty was not unanimous.[note: 27]
In this regard, Mr Mohan first points to Art 9(1) of the Constitution,
which provides that "[n]o person shall be deprived of his life or
personal liberty save in accordance with law”. In its seminal decision
in Ong Ah Chuan and another v Public Prosecutor [1979–1980] SLR(R) 710 ("Ong Ah Chuan”),
the Privy Council held that the word "law” in Art 9(1) referred to a
system of law incorporating those "fundamental rules of natural justice”
that had formed part of the common law of England before the commencement of the Constitution (at [26] per
Lord Diplock). For this reason, the Board stated, the effect of
Art 9(1) was that there could be no deprivation of life or personal
liberty – even if sanctioned by written law – if such deprivation were
to offend a fundamental rule of natural justice.
104 Mr Mohan
submits that one fundamental rule of natural justice is that a sentence
of death may not be imposed except by a unanimous verdict. This, he
contends, is a common law rule of ancient vintage commented on by (inter alia) Sir William Blackstone (see Commentaries on the Laws of England: Book the Fourth (A Strahan, 16th Ed, 1825) at p 349), Sir James Fitzjames Stephen (see A History of the Criminal Law of England (MacMillan and Co, 1883) vol 1 at pp 304–305) and Lord Devlin (writing extra-judicially in Trial by Jury
(Steven & Sons Ltd, 1956) ch 3 at p 56). When our laws still
provided for criminal trials by jury, this rule was embodied in s 211 of
the Criminal Procedure Code (Cap 132, 1955 Rev Ed), which stipulated
that a verdict of guilty (in all cases, and not just capital cases)
could only be returned by the jury either: (a) unanimously; or (b) by a
majority of 5:2, with the concurrence of the presiding judge. After
criminal trials by jury were abolished in 1971, the requirement of
unanimity still applied in capital cases in that offenders facing
capital charges were tried by two judges, both of whom had to agree on
the offender’s guilt in order for there to be a conviction (see s 185(2)
of the Criminal Procedure Code (Cap 113, 1970 Rev Ed)).[note: 28]
This requirement was abolished only when the Criminal Procedure Code
(Amendment) Act 1992 (Act 13 of 1992) came into effect on 18 April 1992.
105 The
modern manifestation of this rule, Mr Mohan argues, is that if the High
Court elects not to impose a sentence of death, this court can reverse
the High Court’s decision and substitute a sentence of death if and only if it acts unanimously.[note: 29]
To the extent that s 31(1) of the SCJA (and to this, we may add
s 386(3) of the CPC) states that an appeal is to be decided in
accordance with the opinion of the majority of the judges on the coram,
Mr Mohan submits that this should not apply to an appeal against the
imposition of a capital sentence.[note: 30]
Analysis of the Applicant’s arguments
106 The alleged rule of natural justice which Mr Mohan has raised (viz,
that a decision to impose the death penalty in a capital case must be
unanimous) is a point which arose only as a result of this court’s
decision in CA (Re-sentencing). For that reason, the arguments
and authorities which Mr Mohan has raised in this regard are new in the
sense that they had previously not been considered and could not, even
with the exercise of reasonable diligence, have been considered prior to
the filing of the Present Application. However, the critical question
is whether, together, these arguments and authorities establish a
"compelling” case that a miscarriage of justice has been occasioned. In
our judgment, they do not. We give two reasons for this conclusion.
107 First,
the authorities cited by Mr Mohan, even taken at their highest, do not
stand for the proposition that the decision of an appellate judicial body
must likewise be rendered unanimously in order for a sentence of death
to be imposed. At best, they stand for the proposition that a decision
on conviction rendered by a body of lay jurors considering a capital charge at first instance
must be unanimous. The fact that there was, historically, a requirement
for unanimity in capital trials conducted by lay jurors does not in any
way suggest that it should likewise be an essential requirement for appeals
heard by professional judges. In fact, Mr Mohan accepts that this is as
far as the authorities go. However, he also submits that the broader
point is that, as a matter of principle, the imposition of capital
punishment must always be attended by procedural safeguards, one of
which is that the trial must be conducted by jury and that the jury must
decide the matter unanimously.[note: 31]
108 Putting
aside for the moment Mr Mohan’s argument that a trial by jury is an
essential safeguard for capital cases (with which we do not agree), it
still does not provide any reason why unanimity is required in appellate
hearings presided over by professional judges. Mr Mohan was unable to
point us to any single jurisdiction which requires its appellate courts
to decide criminal cases by unanimous decision. Even during the period
when criminal trials were conducted by jury in Singapore, an appeal
from the decision of the jury, which was heard by the then Court of
Criminal Appeal, was decided in accordance with the opinion of the majority
and did not have to be unanimous (see s 3(5) of the Court of Criminal
Appeal Ordinance (Cap 129, 1955 Rev Ed)). Since the abolition of
criminal trials by jury, this court has affirmed convictions in capital
cases by a majority (see, eg, Took Leng How v Public Prosecutor [2006] 2 SLR(R) 70).
In our judgment, therefore, the so-called common law rule of unanimity
in capital cases, to the extent that it continues to exist, is confined
in its operation only to trials conducted by juries consisting of laypersons, and does not extend to criminal appeals heard by an appellate court made up of professional judges.
109 Our
second reason for rejecting Mr Mohan’s submissions on the aforesaid
rule of unanimity is that we are not persuaded that this rule, to the
extent that it even exists, can be considered a fundamental rule of
natural justice. In Yong Vui Kong v Public Prosecutor [2015] 2 SLR 1129
(a case concerning the constitutionality of the sentence of caning), we
explained that the fundamental rules of natural justice referred to by
the Privy Council in Ong Ah Chuan were "procedural rights aimed at securing a fair trial” [emphasis in original] (at [64]). In other words, they are universal
rules which apply at all times and cannot be abrogated, even by
Parliament. The Applicant has not shown why the requirement of unanimity
in capital cases is such a rule.
110 In Robert Apodaca et al v Oregon
406 US 404 (1972) at 409, Powell J noted that there were four main
explanations for the historical requirement of unanimity in criminal
cases. These explanations are summarised in Raoul G Cantero and Robert
M Kline, "Death is Different: The Need for Jury Unanimity in Death
Penalty Cases” (2009–2010) 22 St Thomas L Rev 4 ("Cantero and Kline”) at p 29 as follows:
First,
hundreds of years ago, the criminal justice system lacked many of the
procedural safeguards afforded today. Second, courts performed trials by
compurgation [with matters being decided based on whether a party could
assemble the requisite number of sworn witnesses testifying to his good
character], in which the court added to the original number of 12
compurgators until one party had 12 compurgators on its side.
Supposedly, when the courts abandoned this approach, the requirement
remained that one side had to obtain the votes of all twelve jurors.
Third, unlike modem juries, those in medieval times consisted of jurors
who had personal knowledge of the facts. The medieval mind believed
there could be only one correct answer to a conflict, which meant there
was no place for reasonable jurors to disagree. If reasonable jurors
cannot disagree, the only correct verdict must, necessarily, be a
unanimous one. Fourth, the medieval concepts of consent required juries
to render unanimous verdicts. The very word "consent” connoted
unanimity. Evidence exists that in the 14th century, Parliament could
not bind the community or individual members to a legal decision unless
the members of Parliament unanimously rendered the decision. Only in the
15th century, when unanimity became increasingly harder to obtain, did
Parliament begin to allow majority decisions.
111 From
this brief summary, it may be concluded that the so-called rule of
unanimity is too particular and too idiosyncratic to the jury system as
it originated in medieval England to be considered a universal rule of
criminal law for all capital offences, wherever and howsoever
prosecuted. As Lord Diplock clarified at [27] of Ong Ah Chuan,
observance of the fundamental rules of natural justice "does not call
for the perpetuation in Singapore of technical rules … [which] are
largely a legacy of the role played by juries in the administration of
criminal justice in England as it developed over the centuries”. In
fact, we would go further to say that we do not think the rule of
unanimity should even apply to modern criminal jury trials, let alone
criminal trials presided over by professional judges. We note that since
the passage of the Criminal Justice Act 1967 (c 80) (UK), English
juries have been permitted to return verdicts by majority decision
(including, prior to the abolition of capital punishment in the United
Kingdom in 1988, in capital cases involving offences such as espionage
and treason).
112 In the
final analysis, even if the so-called rule of unanimity exists, it would
not, in our judgment, come within the ambit of the fundamental rules of
natural justice. Therefore, Parliament is free to derogate from this,
as it did when it allowed majority verdicts to be returned in capital
cases (see [104] above). We therefore hold that the Applicant’s
contention on this ground affords no compelling basis for us to exercise
this court’s inherent power of review.
Did the decision in CA (Re-sentencing) breach the Applicant’s right to a fair trial?
113 The
fourth and final principal contention raised by Mr Mohan, which may be
found in his post-hearing written submissions, is that the Applicant’s
right to a fair trial was infringed in CA (Re-sentencing) when
this court substituted the sentence of life imprisonment and caning
imposed by the Re-sentencing Judge with one of death. This argument is
framed in two ways:
(a) First,
the Applicant was disadvantaged because he did not have the benefit of
conducting his defence at the trial in light of the considerations
articulated in the test which this court adopted in CA (Re-sentencing)
in deciding whether to impose the death sentence on him. If the
Applicant had known of this test at the time of his trial, he might have
presented his evidence differently, and might consequently have escaped
the death penalty. The situation is doubly unfair in the Applicant’s
case because future offenders who are charged with murder would have a
better chance of escaping the death penalty than the Applicant in that
they would now know the test which the court would apply at the
sentencing stage to determine whether the death penalty ought to be
imposed, whereas the Applicant did not.[note: 32]
(b) Second, the Re-sentencing Judge’s decision in HC (Re-sentencing)
to sentence the Applicant to life imprisonment and 24 strokes of the
cane (in lieu of the death sentence originally imposed by the trial
judge) amounted to an "acquittal” of the Applicant from the death
penalty. Thus, this court breached the rule against double jeopardy when
it allowed the Prosecution’s appeal against the sentence imposed by the
Re-sentencing Judge and substituted the death penalty in its stead.[note: 33]
Furthermore, it was argued that following the decision of the
Re-sentencing Judge, the Applicant had a "legitimate expectation” that
he would not be sentenced to death.[note: 34]
114 Like
the third principal contention advanced by Mr Mohan, the issue which
Mr Mohan has raised here is one which arose only as a result of this
court’s decision in CA (Re-sentencing). While the Applicant’s
arguments on this fourth principal contention are new, we do not think
they provide a compelling basis for concluding that there has been a
miscarriage of justice as far as the Applicant is concerned. We now turn
to examine each of these arguments in turn.
The Applicant did not know the test which would be applied
115 Addressing,
first, the argument that the Applicant was disadvantaged because he did
not have the benefit of conducting his defence at the trial with
knowledge of the contours of the test which this court applied in CA (Re-sentencing)
to determine whether the death penalty ought to be imposed, we
understand Mr Mohan’s argument to proceed in the following way. At the
time the Applicant was tried, the number of blows which he had inflicted
on the deceased, the force with which he had delivered those blows and
the cause of the multiple fractures of the deceased’s skull were not
relevant. Since the death penalty was mandatory for the offence of
murder at that time, liability for murder and, as a corollary, the death
sentence would have been attracted so long as it could be established
that the Applicant had intended to inflict the injuries which led to the
deceased’s death. That the Applicant had intended to inflict those
injuries was not in doubt as he had admitted to striking the deceased
twice. Thus, the Applicant did not have any impetus to adduce evidence
of his own (whether by way of expert testimony or otherwise) at his
trial to challenge the Prosecution’s account of how the attack on the
deceased had taken place. However, following the passage of the 2012
Amendment Act and our subsequent decision in CA (Re-sentencing),
where this court set out the applicable test for determining whether it
would be appropriate to impose the death penalty for the offence of
murder, the details of the attack on the deceased became critical.[note: 35] In the circumstances, it was inherently unfair for this court to impose the death penalty on the Applicant in CA (Re-sentencing) because, as Mr Mohan put it:[note: 36]
…
[T]here remains the real possibility that, had the nuances of the test
been known [at the time the Applicant was tried], the evidence would
have come out differently. So long as that possibility exists, the
Applicant has been denied a fair hearing. …
116 We
accept that at the time the Applicant was tried, the precise details of
the attack on the deceased were not relevant, and, for that reason, no
findings on this issue were made in either HC (Conviction) or CA (Conviction) (see CA (Re-sentencing)
at [54] and [63]). We also accept that whenever an accused is charged
with having committed murder within the meaning of ss 300(b)–300(d) of the PC (for which the death penalty is now discretionary, rather than mandatory), the manner
of the attack on the victim is now a matter of first importance as it
would have a crucial impact on whether the accused is sentenced to life
imprisonment and caning or to death. Further, we are willing to assume
that accused persons who are charged with murder within the meaning of
ss 300(b)–300(d) would now be mindful of the need to
lead evidence relating to the precise manner in which the attack in
question took place, for it would have a vital bearing on the eventual
sentence that is imposed.
117 However,
we do not think it follows from this that there has therefore been a
miscarriage of justice in the present case. If the Applicant’s argument
were accepted, it would mean that all accused persons who were
re-sentenced pursuant to the 2012 Amendment Act after the conclusion of
their trial for murder could likewise argue that they suffered a
disadvantage at the re-sentencing stage because there was a
"possibility” that they might have presented their evidence differently
at the trial. In our judgment, this submission is untenable. It cannot
reasonably be argued that a miscarriage of justice has been occasioned
simply because the evidence might have emerged differently at the trial.
In this regard, one should also bear in mind that at the re-sentencing
hearing (whether before the High Court or, on appeal, before the Court
of Appeal), the accused could have applied to the court for leave to
adduce additional evidence which might have reduced his culpability for
his offence. As we stated earlier, the burden of producing "sufficient
material” and persuading the court, based on such material, that there
has been a miscarriage of justice rests on the applicant who seeks a
review of a concluded criminal appeal. The applicant cannot simply
premise his application on the mere possibility that the outcome in his
case could have been different.
118 In the context of the Present Application, what the Applicant has to show is that there is in fact a powerful probability that the outcome would have been different if he had known of the CA (Re-sentencing) test at the time of his trial. The Applicant, however, has only alluded to the mere possibility that the result in his case could
have been different. As we have just emphasised, that in itself is not
enough. The Applicant has not furnished details of what other evidence
he would have led at his trial (or, for that matter, at the
re-sentencing hearing if he had decided then to seek leave to adduce
further evidence) had he known of the CA (Re-sentencing) test
at the time, how else he would have conducted his defence or, most
pertinently, how this would have affected this court’s decision in CA (Re-sentencing).
An applicant who seeks to have a concluded criminal appeal reopened
cannot approach the court with the expectation that the court will
proceed on mere speculation and supposition, or that it will fill in
gaps in his case. On that basis alone, we would reject the argument set
out at [113(a)] above.
119 As far as we can see, the only basis the Applicant could have for saying that the outcome in CA (Re-sentencing) might have been different had he known, at the time of his trial, of the CA (Re-sentencing)
test is that he might have led more evidence to persuade the trial
judge that he had not struck the deceased three or more times. However,
as we explained at [99]–[100] above, the opinion of the majority in CA (Re-sentencing) was that the number of blows inflicted on the deceased, although relevant, was not
determinative as to whether a sentence of death should be imposed on
the Applicant. Even if the majority had accepted the Applicant’s
evidence that he had struck the deceased only twice, they would still
have been satisfied that the death penalty was warranted because the
blows which the Applicant inflicted on the deceased were: (a) directed
towards a defenceless victim; (b) inflicted on a vulnerable region of
the body; and (c) delivered with such force that it was clear that the
Applicant displayed "a blatant disregard for human life” at the time of
the attack. In our judgment, therefore, it cannot reasonably be argued
that the Applicant has suffered a miscarriage of justice due to his lack
of knowledge of the CA (Re-sentencing) test at the time of his
trial. In any event, as we pointed out earlier, the Applicant had the
opportunity to apply, both at the re-sentencing hearing and at the
hearing of CA (Re-sentencing), for leave to adduce further evidence, but he did not avail himself of the opportunity at either hearing.
120 Mr Mohan
has also argued that it follows from the above that the Applicant was
treated unequally because future offenders who are charged with murder
would have a better chance of escaping the death penalty than the
Applicant (see [113(a)] above). Not only would such an offender be able
to lead evidence at his trial which might put him in a better position
to be considered for the alternative sentence of life imprisonment and
caning, he might also "enter a plea of [guilty] on the basis that the
[P]rosecution does not seek the death penalty”.[note: 37]
This, Mr Mohan contends, is a violation of the Applicant’s right under
Art 12 of the Constitution to the equal protection of the law.
121 In
our judgment, this argument is untenable. At the time the Applicant
committed the offence of murder, the death penalty was mandatory. That
was the sentence which every offender (including the Applicant)
could expect to receive for the offence. When Parliament passed the
2012 Amendment Act, it took the exceptional step of affording persons
who had been convicted of murder before the commencement date of that
Act an opportunity to be re-sentenced. This is a departure from the
usual rule that statutes apply with prospective effect. If Parliament
had elected not to extend the opportunity of re-sentencing to
offenders such as the Applicant, neither the Applicant nor any other
similarly-situated offender could have had any constitutional basis for
complaint as they would have been correctly sentenced according to the
law as it stood at the time they committed their offences. Their only
recourse, in the event of an unsuccessful appeal against their
conviction for murder, would have been to petition the President for
clemency.
122 Following the change in the law, the Applicant and other offenders in the same class – ie, persons who had been convicted of murder and sentenced to death while the death penalty was mandatory
for that offence – had the same right to expect that they would be
fairly and equally considered for the alternative sentence of life
imprisonment and caning according to the procedure set out in the 2012
Amendment Act. The Applicant has not asserted that he was given any less
of a chance than other offenders in a similar position to argue for
that alternative sentence in lieu of the sentence of death originally
imposed by the trial judge. It is wrong for the Applicant to compare
himself with future offenders who are charged with murder because the
latter belong to an entirely different class of offenders. The fact that
such future offenders might, as Mr Mohan has suggested, enter a guilty
plea on the condition that the Prosecution does not seek the death
penalty is not evidence of unequal treatment which violates the right of
equal protection under Art 12(1) of the Constitution.
The decision in CA (Re-sentencing) breached the rule against double jeopardy
123 We turn now to Mr Mohan’s submission at [113(b)] above that the decision in CA (Re-sentencing)
breached the rule against double jeopardy. This rule, which protects a
person from the perils of facing multiple trials for the same offence,
is embodied in s 244 of the CPC and Art 11(2) of the Constitution. The
latter provides:
A person who has been convicted or acquitted of an offence shall not be tried again for the same offence except where the conviction or acquittal has been quashed and a retrial ordered by a court superior to that by which he was convicted or acquitted. [emphasis added]
124 Mr Mohan submits that the rule against double jeopardy is engaged in the instant case for the following reasons:[note: 38]
(a) The re-sentencing hearing before the Re-sentencing Judge was comparable to a trial.
(b) In
re-sentencing the Applicant to life imprisonment, the Re-sentencing
Judge could be said to have "acquitted” the Applicant of the death
penalty.
(c) Therefore,
to allow the Prosecution to appeal against the Re-sentencing Judge’s
decision and seek to re-impose the death penalty "would be to overturn
the effective acquittal of the Applicant … in breach of the principle of
double jeopardy”.[note: 39]
125 With
respect, we find this argument untenable. When the Prosecution lodged
its appeal against the sentence imposed by the Re-sentencing Judge, it
was exercising its undoubted right of appeal. An appeal is not a second
trial. The rule against double jeopardy is that a person cannot be made
to face more than one trial for the same offence. It certainly does not bar an appeal
from being brought against a first-instance decision made at the end of
a trial. Moreover, the Prosecution’s appeal was only against sentence.
In the circumstances, we do not see how the rule against double jeopardy
could possibly have been engaged, let alone breached, here.
126 In this regard, the Applicant’s reliance on the decision of the Supreme Court of the United States in Arizona v Dennis Wayne Rumsey 467 US 203 (1984) ("Arizona”) is misplaced. American jurisprudence on the death penalty is complex, but a brief précis will suffice. In Furman v Georgia
408 US 238 (1972), it was held that the imposition of the death penalty
without adequate procedural safeguards to ensure consistency in
application was unconstitutional. Since then, all death penalty
jurisdictions in the United States have introduced a two-phase system.
During the first phase (viz, the "trial” phase), the jury determines whether the accused is guilty of a capital offence; and during the second phase (viz,
the "penalty” phase), the same jury (or, in some States, the trial
judge) ascertains whether any statutory aggravating factors regulating
the imposition of the death penalty exist (see, generally, Cantero and Kline at pp 5–6 and 12–17).
127 In Arizona,
the appellant was convicted of first-degree murder at the "trial”
phase, and the question during the "penalty” phase was whether he had
killed "as consideration for the receipt, or in expectation of the
receipt, of anything of pecuniary value” (at 205), that being an
aggravating factor which would have warranted sentencing him to death.
The trial court answered this question in the negative on the basis that
the statutory provision concerned applied only to contract killings.
Its interpretation was overturned on appeal by the Supreme Court of
Arizona, which held that the provision could also encompass situations
where theft was committed in the course of a murder, and remitted the
matter for the appellant to be re-sentenced. The trial court then found
that the requisite statutory aggravating factor was present and
sentenced the appellant to death. On appeal to the Supreme Court of
Arizona, the appellant argued that a retrial of the "penalty” phase of
the proceedings violated the rule against double jeopardy because that
phase formally resembled a trial, in that the Prosecution was required
to prove certain statutorily-defined facts beyond a reasonable doubt in
order to support a sentence of death. This argument was accepted and the
appellant’s sentence of death was replaced with a sentence of life
imprisonment by the Arizona Supreme Court, whose decision was later
affirmed by the Supreme Court of the United States.
128 Thus
presented, it can be seen that the position in the United States is
very different from our own. First, in Singapore, no single fact is a
condition precedent to the imposition of the death penalty (see [90]
above). Second, it is incorrect to compare the re-sentencing process
under the 2012 Amendment Act to a trial, or to say that the decision in a
re-sentencing application to impose a sentence of life imprisonment and
caning instead of a sentence of death constitutes an "acquittal” in
relation to the latter sentence. As this court explained in Public Prosecutor v Aniza bte Essa [2009] 3 SLR(R) 327 at [60]–[62], the sentencing process is not a "second trial”. In the premises, we see no basis for Mr Mohan’s argument that the rule against double jeopardy was violated vis-à-vis the Applicant in CA (Re-sentencing).
129 We
also reject the notion that the Applicant had any "legitimate
expectation” that he would not be sentenced to death after the
Re-sentencing Judge’s decision in HC (Re-sentencing). As the
Public Prosecutor rightly pointed out, the Applicant failed to point to
any representation made by the Prosecution that it would not appeal
against a sentence of life imprisonment and caning imposed by the
re-sentencing court.[note: 40]
The Applicant had a right to a re-sentencing decision at first
instance, subject to an appeal to this court. That right was accorded to
him. Until the legal process had drawn to a close, there could not have
been any basis for the Applicant to assert any "expectation”, let alone
a "legitimate” one, that he would only face a sentence of life
imprisonment and caning instead of a sentence of death. For these
reasons, the Applicant’s argument as set out at [113(b)] above is
utterly without foundation.
Conclusion
130 For
the foregoing reasons, we dismiss the Present Application and hold that
the sentence of death imposed on the Applicant on 14 January 2015 shall
stand. We direct that the stay of execution of the sentence which we
granted on 5 November 2015 be lifted. The sentence will be carried into
effect on such date as the President, acting in accordance with the
Constitution, shall direct.
Coda: some observations on procedure and practice in applications for review
131 We
would like to conclude this judgment with some remarks on procedure and
practice in relation to applications to reopen concluded criminal
appeals. In Hong Kong (see Habib Ahmed v Hong Kong Special Administrative Region
[2010] HKCU 1761) as well as the United Kingdom, applications to reopen
a final appellate court’s decision cannot be brought without leave.
Applications for leave are first heard on paper and disposed of without
the other party necessarily being called on to respond.
132 In
this regard, where the United Kingdom is concerned, r 52.17 of the
English CPR (which, as mentioned at [28] above, was introduced post-Taylor) sets out the procedure which must be adhered to when an application to review a concluded civil appeal is brought. The relevant rules (see rr 52.17(4)–52.17(7)) provide as follows:
(4) Permission
is needed to make an application under this rule to reopen a final
determination of an appeal even in cases where under rule 52.3(1)
permission was not needed for the original appeal.
(5) There is no right to an oral hearing of an application for permission unless, exceptionally, the judge so directs.
(6) The
judge will not grant permission without directing the application to be
served on the other party to the original appeal and giving him an
opportunity to make representations.
(7) There is no right of appeal or review from the decision of the judge on the application for permission, which is final.
Section VII
of Practice Direction 52A of the English CPR lays down more detailed
guidance on the form to be used and the time frame for making such
applications:
7.1 A party applying for
permission to reopen an appeal or an application for permission to
appeal must apply for such permission from the court whose decision the
party wishes to reopen.
7.2 The
application for permission must be made by application notice and be
supported by written evidence, verified by a statement of truth. A copy
of the application for permission must not be served on any other party
to the original appeal unless the court so directs.
7.3 Where
the court directs that the application for permission is to be served
on another party, that party may, within 14 days of the service on him
of the copy of the application, file and serve a written statement
either supporting or opposing the application.
7.4 The application for permission will be considered on paper by a single judge.
133 In
our view, the introduction of a leave stage for applications to reopen
concluded criminal appeals would better balance the rights and interests
of all persons who make use of scarce judicial resources. Unmeritorious
applications for review could be weeded out at an early stage, with
only those which disclose a legitimate basis for the exercise of this
court’s power of review being allowed to proceed. In this connection, we
note that s 384 of the CPC already permits the summary rejection of
appeals without the matter being set down for oral hearing provided the
court is unanimously satisfied that the grounds of appeal do not
disclose any sufficient ground of complaint (see Mohd Fauzi bin Mohamed Mydin v Public Prosecutor [2015] SGHC 313
at [22]–[31]). There is, however, currently no equivalent provision in
the CPC for post-appeal applications to reopen concluded criminal cases.
134 We
think there is merit in the enactment of statutory provisions to govern
post-appeal applications for review to introduce, among other things,
the requirement that the leave of this court must be obtained before
bringing applications of this nature. Should a leave stage be
introduced, provision could also be made for the rejection of such
applications without the necessity of an oral hearing or without the
need for the named respondent being called on to respond. We commend
these suggestions for Parliament’s consideration.
[note: 1]Applicant’s submissions at para 9; Order by the President under s 313(f) of the CPC.
[note: 2]Court of Appeal Criminal Motions Nos 2, 4, 9, 11, 14 and 20 of 2015.
[note: 3]Court of Appeal Criminal Motions Nos 1, 6, 12, 23 and 24 of 2015.
[note: 4]Court of Appeal Criminal Motions Nos 1, 2, 4, 6, 9, 11, 12 and 14 of 2015.
[note: 5]CM 23/2015.
[note: 6]Court of Appeal Criminal Motion No 20 of 2015.
[note: 7]Applicant’s submissions at para 14.1.
[note: 8]Applicant’s post-hearing submissions at paras 4.7–4.14.
[note: 9]Applicant’s submissions at paras 20.1, 20.3 and 20.5–20.7.
[note: 10]Applicant’s submissions at para 15.2; Applicant’s post-hearing submissions at paras 9.1–9.5.
[note: 11]Applicant’s submissions at paras 15.3–15.6.
[note: 12]Respondent’s reply submissions at paras 5–9.
[note: 13]Applicant’s submissions at para 20.7.
[note: 14]Applicant’s response and further submissions at paras 2.10 and 2.11.
[note: 15]Applicant’s post-hearing submissions at para 9.1.
[note: 16]Applicant’s response and further submissions at p 8.
[note: 17]See the minute sheet of Choo Han Teck J in Criminal Case No 40 of 2011 dated 28 August 2013.
[note: 18]See the minute sheet of Chan Seng Onn J in Criminal Case No 40 of 2009 dated 16 July 2013.
[note: 19]Respondent’s submissions in Criminal Appeal No 6 of 2013 (CA (Re-sentencing)) at paras 49–54.
[note: 20]Applicant’s submissions at paras 17.5, 17.12 and 17.15, as well as 19.4, 19.8 and 19.10–19.12.
[note: 21]Applicant’s submissions at para 17.9.
[note: 22]Applicant’s submissions at paras 16.4, 16.7, 16.8 and 21.1.
[note: 23]Notes of Evidence, 14 August 2013, pp 6 (lines 4–7) and 7 (lines 2–13) (ROP 16).
[note: 24]NE 14 August 2013, pp 17 (lines 26–31) and 18 (lines 1 – 4) (ROP 26 and 27).
[note: 25]Applicant’s letter to the Registry dated 1 December 2015 at para 4.
[note: 26]Applicant’s submissions at para 17.15.
[note: 27]Applicant’s submissions at paras 22.1, 22.10 and 22.15–22.23; Applicant’s post-hearing submissions at paras 7.1–7.5.
[note: 28]Applicant’s submissions at paras 22.6–22.19, particularly paras 22.10, 22.14 and 22.17.
[note: 29]Applicant’s response and further submissions at para 7.5.
[note: 30]Applicant’s submissions at paras 22.20–22.22.
[note: 31]Applicant’s response and further submissions at para 7.12.
[note: 32]Applicant’s post-hearing submissions at paras 5.2–5.4.
[note: 33]Applicant’s post-hearing submissions at paras 6.1–6.10.
[note: 34]Applicant’s post-hearing submissions at para 6.8.
[note: 35]Applicant’s response and further submissions at paras 3.1–3.5.
[note: 36]Applicant’s post-hearing submissions at para 5.3.
[note: 37]Applicant’s post-hearing submissions at para 5.4.
[note: 38]Applicant’s post-hearing submissions at para 6.7.
[note: 39]Applicant’s post-hearing submissions at para 6.7.
[note: 40]Respondent’s reply submissions at para 37.
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